Spectral Theory

  1. Generic non-selfadjoint Zakharov-Shabat operators.

    Authors: T. Kappeler, P. Lohrmann, P. Topalov
    Subjects: Spectral Theory
    Abstract

    In this paper we develop tools to study families of non-selfadjoint operators
    $L(\varphi), \varphi \in P$, characterized by the property that the spectrum of
    $L(\varphi)$ is (partially) simple. As a case study we consider the
    Zakharov-Shabat operators $L(\varphi)$ appearing in the Lax pair of the
    focusing NLS on the circle. The main result says that the set of potentials
    $\varphi $ of Sobolev class $H^N, N \geq 0$, so that all small eigenvalues of
    $L(\varphi)$ are simple, is path connected and dense.

  2. Spectral stability of higher order uniformly elliptic operators.

    Authors: Victor I. Burenkov, Pier Domenico Lamberti
    Subjects: Spectral Theory
    Abstract

    We prove estimates for the variation of the eigenvalues of uniformly elliptic
    operators with homogeneous Dirichlet or Neumann boundary conditions upon
    variation of the open set on which an operator is defined. We consider
    operators of arbitrary even order and open sets admitting arbitrary strong
    degeneration. The main estimate is expressed via a natural and easily
    computable distance between open sets with continuous boundaries.

  3. Inverse spectral problems for energy-dependent Sturm-Liouville equations.

    Authors: Rostyslav Hryniv, Nataliya Pronska
    Subjects: Spectral Theory
    Abstract

    We study the inverse spectral problem of reconstructing energy-dependent
    Sturm-Liouville equations from their Dirichlet spectra and sequences of the
    norming constants. For the class of problems under consideration, we give a
    complete description of the corresponding spectral data, suggest a
    reconstruction algorithm, and establish uniqueness of reconstruction. The
    approach is based on connection between spectral problems for energy-dependent
    Sturm-Liouville equations and for Dirac operators of special form.

  4. On negative eigenvalues of two-dimensional Schr\"odinger operators.

    Authors: Eugene Shargorodsky
    Subjects: Spectral Theory
    Abstract

    The paper presents estimates for the number of negative eigenvalues of a
    two-dimensional Schr\"odinger operator in terms of $L\log L$ type Orlicz norms
    of the potential and proves a conjecture by N.N. Khuri, A. Martin and T.T. Wu.

  5. On the limit behaviour of second order relative spectra of self-adjoint operators.

    Authors: Eugene Shargorodsky
    Subjects: Spectral Theory
    Abstract

    It is well known that the standard projection methods allow one to recover
    the whole spectrum of a bounded self-adjoint operator but they often lead to
    spectral pollution, i.e. to spurious eigenvalues lying in the gaps of the
    essential spectrum. Methods using second order relative spectra are free from
    this problem, but they have not been proven to approximate the whole spectrum.
    L. Boulton (2006, 2007) has shown that second order relative spectra
    approximate all isolated eigenvalues of finite multiplicity.

  6. Zeroes of the spectral density of discrete Schroedinger operator with Wigner-von Neumann potential.

    Authors: Sergey Simonov
    Subjects: Spectral Theory
    Abstract

    We consider a discrete Schroedinger operator whose potential is the sum of a
    Wigner-von Neumann term and a summable term. The essential spectrum of this
    operator equals to the interval [-2,2]. Inside this interval, there are two
    critical points where eigenvalues may be situated. We prove that, generically,
    the spectral density of the operator has zeroes of the power type at these
    points.

  7. Determinant of pseudo-laplacians.

    Authors: Luc Hillairet, Tayeb Aissiou, Alexey Kokotov
    Subjects: Spectral Theory
    Abstract

    Let X be a compact Riemannian manifold of dimension two or three and let P be
    a point of X. We derive comparison formulas relating the zeta-regularized
    determinant of an arbitrary self-adjoint extension of (symmetric) Laplace
    operator with domain, consisting of smooth functions with compact supports
    which does not contain P, to the zeta-regularized determinant of the
    self-adjoint Laplacian on X.

  8. Periodic elliptic operator with asymptotically preassigned spectrum.

    Authors: Andrii Khrabustovskyi
    Subjects: Spectral Theory
    Abstract

    We deal with operators in $\mathbb{R}^n$ of the form $$\mathbf{A}=-{1\over
    \mathbf{b}(x)}\sum\limits_{k=1}^n\ds{\partial\over\partial
    x_k}(\mathbf{a}(x){\partial \over\partial x_k})$$ where
    $\mathbf{a}(x),\mathbf{b}(x)$ are positive, bounded and periodic functions. We
    denote by $\mathbf{L}_{\mathrm{per}}$ the set of such operators.

  9. Quantitative spectral gap for thin groups of hyperbolic isometries.

    Authors: Michael Magee
    Subjects: Spectral Theory
    Abstract

    Let $\Lambda$ be a subgroup of an arithmetic lattice in SO(n+1,1). The
    quotient $\mathbb{H}^{n+1} / \Lambda$ has a natural family of congruence covers
    corresponding to primes in some ring of integers. We establish a super-strong
    approximation result for Zariski-dense $\Lambda$ with some additional
    regularity and thickness properties. Concretely, this asserts a quantitative
    spectral gap for the Laplacian operators on the congruence covers. This
    generalizes results of Sarnak and Xue (1991) and Gamburd (2002).

  10. Paley-Wiener description of K-spherical Besov spaces on the Heisenberg group.

    Authors: Azita Mayeli
    Subjects: Spectral Theory
    Abstract

    We characterize the Besov spaces associated to the Gelfand pairs on the
    Heisenberg group. The characterization is given in terms of bandlimited wavelet
    coefficients where the bandlimitedness is introduced using spherical Fourier
    transform. To obtain these results we develop an approach to the
    characterization of Besov spaces in abstract Hilbert spaces through compactly
    supported admissible functions.

  11. On some properties of nonnegative weakly irreducible tensors.

    Authors: Yuning Yang, Qingzhi Yang
    Subjects: Spectral Theory
    Abstract

    In this paper, we mainly focus on how to generalize some conclusions from
    \emph{nonnegative irreducible tensors} to \emph{nonnegative weakly irreducible
    tensors}. To do so, a basic lemma as Lemma 3.1 of \cite{s11} is proven using
    new tools. First, we define the stochastic tensor. Then we show that every
    nonnegative weakly irreducible tensor with spectral radius be 1 is diagonally
    similar to a unique weakly irreducible stochastic tensor. Based on it, we prove
    some important lemmas, which help us to generalize the results.

  12. On a class of Model Hilbert Spaces.

    Authors: Maxim Zinchenko, Fritz Gesztesy, Rudi Weikard
    Subjects: Spectral Theory
    Abstract

    We provide a detailed description of the model Hilbert space $L^2(\bbR;
    d\Sigma; \cK)$, were $\cK$ represents a complex, separable Hilbert space, and
    $\Sigma$ denotes a bounded operator-valued measure. In particular, we show that
    several alternative approaches to such a construction in the literature are
    equivalent.

    These spaces are of fundamental importance in the context of perturbation
    theory of self-adjoint extensions of symmetric operators, and the spectral
    theory of ordinary differential operators with operator-valued coefficients.

  13. Pointwise Lower bounds on the Heat Kernels of Uniformally Elliptic Operators in Bounded Regions.

    Authors: Narinder S Claire
    Subjects: Spectral Theory
    Abstract

    We obtain pointwise lower bounds for heat kernels of higher order
    differential operators with Dirichlet boundary conditions on bounded domains in
    $\R^N$. The bounds exhibit explicitly the nature of the spatial decay of the
    heat kernel close to the boundary. We make no smoothness assumptions on our
    operator coefficients which we assume only to be bounded and measurable.

  14. Semiclassical limits of eigenfunctions on flat $n$-dimensional tori.

    Authors: Tayeb Aissiou
    Subjects: Spectral Theory
    Abstract

    We provide a proof of the conjecture formulated in \cite{Jak97,JNT01} which
    states that on a $n$-dimensional flat torus $\T^{n}$, the Fourier transform of
    squares of the eigenfunctions $|\phi_\lambda|^2$ of the Laplacian have uniform
    $l^n$ bounds that do not depend on the eigenvalue $\lambda$. The proof is a
    generalization of the argument by Jakobson, {\it et al}. for the lower
    dimensional cases. These results imply uniform bounds for semiclassical limits
    on $\TT^{n+2}$.

  15. A new sufficient condition for the uniqueness of Barabanov norms.

    Authors: Ian D. Morris
    Subjects: Spectral Theory
    Abstract

    The joint spectral radius of a bounded set of d times d real or complex
    matrices is defined to be the maximum exponential rate of growth of products of
    matrices drawn from that set. Under quite mild conditions such a set of
    matrices admits an associated vector norm, called a Barabanov norm, which can
    be used to characterise those sequences of matrices which achieve this maximum
    rate of exponential growth. In this note we continue an earlier investigation
    into the problem of determining when the Barabanov norm associated to such a
    set of matrices is unique.

  16. Rank one matrices do not contribute to the failure of the finiteness property.

    Authors: Ian D. Morris
    Subjects: Spectral Theory
    Abstract

    The joint spectral radius of a bounded set of d times d real or complex
    matrices is defined to be the maximum exponential rate of growth of products of
    matrices drawn from that set. A set of matrices is said to satisfy the
    finiteness property if this maximum rate of growth occurs along a periodic
    infinite sequence. In this note we give some sufficient conditions for a finite
    set of matrices to satisfy the finiteness property in terms of its rank one
    elements.

  17. Band invariants for perturbations of the harmonic oscillator.

    Authors: Alejandro Uribe, Victor Guillemin, Zuoqin Wang
    Subjects: Spectral Theory
    Abstract

    We study the direct and inverse spectral problems for semiclassical operators
    of the form $S = S_0 +\h^2V$, where $S_0 = \frac 12 \Bigl(-\h^2\Delta_{\bbR^n}
    + |x|^2\Bigr)$ is the harmonic oscillator and $V:\bbR^n\to\bbR$ is a tempered
    smooth function. We show that the spectrum of $S$ forms eigenvalue clusters as
    $\h$ tends to zero, and compute the first two associated "band invariants". We
    derive several inverse spectral results for $V$, under various assumptions.

  18. Inverse problems in spectral geometry.

    Authors: Kiril Datchev, Hamid Hezari
    Subjects: Spectral Theory
    Abstract

    In this survey we review positive inverse spectral and inverse resonant
    results for the following kinds of problems: Laplacians on bounded domains,
    Laplace-Beltrami operators on compact manifolds, Schr\"odinger operators,
    Laplacians on exterior domains, and Laplacians on manifolds which are
    hyperbolic near infinity.

  19. On the similarity of Sturm-Liouville operators with non-Hermitian boundary conditions to self-adjoint and normal operators.

    Authors: D. Krejcirik, P. Siegl, J. Zelezny
    Subjects: Spectral Theory
    Abstract

    We consider one-dimensional Schroedinger-type operators in a bounded interval
    with non-self-adjoint Robin-type boundary conditions. It is well known that
    such operators are generically conjugate to normal operators via a similarity
    transformation. Motivated by recent interests in quasi-Hermitian Hamiltonians
    in quantum mechanics, we study properties of the transformations in detail. We
    show that they can be expressed as the sum of the identity and an integral
    Hilbert-Schmidt operator.

  20. Quadratic estimates for perturbed Dirac type operators on doubling measure metric spaces.

    Authors: Lashi Bandara
    Subjects: Spectral Theory
    Abstract

    We consider perturbations of Dirac type operators on complete, connected
    metric spaces equipped with a doubling measure. Under a suitable set of
    assumptions, we prove quadratic estimates for such operators and hence deduce
    that these operators have a bounded functional calculus. In particular, we
    deduce a Kato square root type estimate.

  21. A semiclassical heat trace expansion for the perturbed harmonic oscillator.

    Authors: Alejandro Uribe, Victor Guillemin, Zuoqin Wang
    Subjects: Spectral Theory
    Abstract

    In this paper we study a semiclassical heat trace expansion for perturbations
    of the harmonic oscillator, by adapting to the semiclassical setting techniques
    developed by Hitrik and Polterovich in [HP]. We use the expansion to obtain
    certain inverse spectral results.

  22. Trace formulas for Schr\"odinger operators from the view point of complex analysis.

    Authors: Evgeny L. Korotyaev, Hiroshi Isozaki
    Subjects: Spectral Theory
    Abstract

    We consider the Schr{\"o}dinger operator $-\Delta +V(x)$ in $L^2({\bf R}^3)$
    with a real short-range (integrable) potential $V$. Using the associated
    Fredholm determinant, we present new trace formulas, in particular, the ones in
    terms of resonances and eigenvalues only. We also derive expressions of the
    Dirichlet integral, and the scattering phase. The proof is based on the change
    of view points for the above mentioned problems from the operator theory to the
    complex analytic (entire) function theory.

  23. Resonance theory for perturbed Hill operator.

    Authors: Evgeny Korotyaev
    Subjects: Spectral Theory
    Abstract

    We consider the Schr\"odinger operator $Hy=-y"+(p+q)y$ with a periodic
    potential $p$ plus a compactly supported potential $q$ on the real line. The
    spectrum of $H$ consists of an absolutely continuous part plus a finite number
    of simple eigenvalues below the spectrum and in each spectral gap $\g_n\ne \es,
    n\ge1$.

  24. Equidistribution of Eisenstein series on convex co-compact hyperbolic manifolds.

    Authors: Colin Guillarmou, Frederic Naud
    Subjects: Spectral Theory
    Abstract

    For convex co-compact hyperbolic manifolds $\Gamma\backslash
    \mathbb{H}^{n+1}$ for which the dimension of the limit set satisfies
    $\delta_\Gamma< n/2$, we show that the high-frequency Eisenstein series
    associated to a point $\xi$ "at infinity" concentrate microlocally on a measure
    supported by (the closure of) the set of points in the unit cotangent bundle
    corresponding to geodesics ending at $\xi$. The average in $\xi$ of these limit
    measures equidistributes towards the Liouville measure.

  25. On the Spectra and Pseudospectra of a Class of Non-Self-Adjoint Random Matrices and Operators.

    Authors: Marko Lindner, Simon N. Chandler-Wilde, Ratchanikorn Chonchaiya
    Subjects: Spectral Theory
    Abstract

    In this paper we develop and apply methods for the spectral analysis of
    non-self-adjoint tridiagonal infinite and finite random matrices, and for the
    spectral analysis of analogous deterministic matrices which are pseudo-ergodic
    in the sense of E.B.Davies (Commun. Math. Phys. 216 (2001), 687-704). As a
    major application to illustrate our methods we focus on the "hopping sign
    model" introduced by J.Feinberg and A.Zee (Phys. Rev.

  26. Locally definite normal operators in Krein spaces.

    Authors: Friedrich Philipp
    Subjects: Spectral Theory
    Abstract

    We introduce the spectral points of two-sided positive type of bounded normal
    operators in Krein spaces. It is shown that a normal operator has a local
    spectral function on sets which are of two-sided positive type. In addition, we
    prove that the Riesz-Dunford spectral subspace corresponding to a spectral set
    which is only of positive type is uniformly positive. The restriction of the
    operator to this subspace is then normal in a Hilbert space.

  27. Absolutely continuous spectrum of a one-paramentric family of Schr\"odinger operators.

    Authors: Oleg Safronov
    Subjects: Spectral Theory
    Abstract

    We consider a family of operators $-\Delta+ t V$ with a slowly decaying and
    oscillating potential $V$. We prove that the absolutely continuous spectrum of
    this operator is essentially supported by $[0,\infty)$ for almost every $t$.

  28. Inverse problems for Jacobi operators I: Interior mass-spring perturbations in finite systems.

    Authors: Rafael del Rio, Mikhail Kudryavtsev
    Subjects: Spectral Theory
    Abstract

    We consider a linear finite spring mass system which is perturbed by
    modifying one mass and adding one spring. From knowledge of the natural
    frequencies of the original and the perturbed systems we study when masses and
    springs can be reconstructed. This is a problem about rank two or rank three
    type perturbations of finite Jacobi matrices where we are able to describe
    quite explicitly the associated Green's functions. We give necessary and
    sufficient conditions for two given sets of points to be eigenvalues of the
    original and modified system respectively.

  29. A Blaschke-type condition for analytic functions on finitely connected domains. Applications to complex perturbations of a finite-band selfadjoint operator.

    Authors: L. Golinskii, S. Kupin
    Subjects: Spectral Theory
    Abstract

    This is a sequel of a recent article by Borichev-Golinskii-Kupin, where the
    authors obtain Blaschke-type conditions for special classes of analytic
    functions in the unit disk which satisfy certain growth hypotheses. These
    results were applied to get Lieb-Thirring inequalities for complex compact
    perturbations of a selfadjoint operator with a simply connected resolvent set.

  30. Two-term spectral asymptotics for the Dirichlet Laplacian on a bounded domain.

    Authors: Leander Geisinger, Rupert L. Frank
    Subjects: Spectral Theory
    Abstract

    Let -\Delta denote the Dirichlet Laplace operator on a bounded open set in
    \mathbb{R}^d. We study the sum of the negative eigenvalues of the operator -h^2
    \Delta - 1 in the semiclassical limit h \to 0+. We give a new proof that yields
    not only the first term of the asymptotic formula but also the second term
    involving the surface area of the boundary of the set. The proof is valid under
    weak smoothness assumptions on the boundary.

  31. Refined Semiclassical Asymptotics for Fractional Powers of the Laplace Operator.

    Authors: Leander Geisinger, Rupert L. Frank
    Subjects: Spectral Theory
    Abstract

    We consider the fractional Laplacian on a domain and investigate the
    asymptotic behavior of its eigenvalues. Extending methods from semi-classical
    analysis we are able to prove a two-term formula for the sum of eigenvalues
    with the leading (Weyl) term given by the volume and the subleading term by the
    surface area. Our result is valid under very weak assumptions on the regularity
    of the boundary.

  32. Sturm-Liouville operators with measure-valued coefficients.

    Authors: Gerald Teschl, Jonathan Eckhardt
    Subjects: Spectral Theory
    Abstract

    We give a comprehensive treatment of Sturm-Liouville operators with
    measure-valued coefficients including, a full discussion of self-adjoint
    extensions and boundary conditions, resolvents, and Weyl-Titchmarsh theory. We
    avoid previous technical restrictions and, at the same time, extend all results
    to a larger class of operators. Our operators include classical Sturm-Liouville
    operators, Lax operators arising in the treatment of the Camassa-Holm equation,
    Jacobi operators, and Sturm-Liouville operators on time scales as special
    cases.

  33. The Friedrichs extension of the energy Laplacian.

    Authors: Palle E. T. Jorgensen, Erin P. J. Pearse
    Subjects: Spectral Theory
    Abstract

    We study Laplace operators on infinite networks $(G,c)$, and their
    self-adjoint extensions. We consider the Laplacian $\Delta$ as on operator on
    $\ell^2(G)$ and as an operator on the Hilbert space $\mathcal{H}_\mathcal{E}$
    of finite energy functions on $G$, focusing on the case when $\Delta$ is
    unbounded. It is known that $\Delta$ is essentially self-adjoint on its natural
    domain in $\ell^2(G)$, but that it is \emph{not} essentially self-adjoint on
    its natural domain in $\mathcal{H}_\mathcal{E}$.

  34. C*-algebras associated with some second order differential operators.

    Authors: Vladimir Georgescu, E Brian Davies
    Subjects: Spectral Theory
    Abstract

    We compare two C*-algebras that have been used to study the essential
    spectrum. This is done by considering a simple second order elliptic
    differential operator acting in L^2(R^N), which is affiliated with one or both
    of the algebras depending on the behaviour of the coefficients.

  35. Introduction to spectral theory and inverse problem on asymptotically hyperbolic spaces.

    Authors: Hiroshi Isozaki, Yaroslav Kurylev
    Subjects: Spectral Theory
    Abstract

    We study spectral properties of the Laplace-Beltrami operator on
    asymptotically hyperbolic manifolds and their applications to inverse
    scattering. We deal with the general short-range perturbation of the metric.
    The main part of the monograph deals with the direct problem, namely, (1)
    Location of the essential spectrum. (2) Absence of eigenvalues embedded in the
    continuous spectrum. (3) Discreteness of embedded eigenvalues in the continuous
    spectrum when all the ends are cusps. (4) Limiting absorption principle for the
    resolvent and the absolute continuity of the continuous spectrum.

  36. Spectral analysis of communication networks using Dirichlet eigenvalues.

    Authors: Matthew Andrews, Onuttom Narayan, Iraj Saniee, Alexander Tsiatas
    Subjects: Spectral Theory
    Abstract

    We study the spectral characteristics of networks that represent the IP layer
    connectivity of communication systems as measured and documented by previous
    researchers. Our goal is to understand the behavior of these networks as
    truncated samples of infinite graphs. As such, the existence of a spectral gap
    and positive Cheeger constant in the extrapolated infinite variety would
    provide insight into their basic geometry.

  37. Analyticity and uniform stability in the inverse spectral problem for Dirac operators.

    Authors: Rostyslav O. Hryniv
    Subjects: Spectral Theory
    Abstract

    We prove that the inverse spectral mapping reconstructing the square
    integrable potentials on [0,1] of Dirac operators in the AKNS form from their
    spectral data (two spectra or one spectrum and the corresponding norming
    constants) is analytic and uniformly stable in a certain sense.

  38. Diophantine tori and Weyl laws for non-selfadjoint operators in dimension two.

    Authors: Johannes Sjoestrand, Michael Hitrik
    Subjects: Spectral Theory
    Abstract

    We study the distribution of eigenvalues for non-selfadjoint perturbations of
    selfadjoint semiclassical analytic pseudodifferential operators in dimension
    two, assuming that the classical flow of the unperturbed part is completely
    integrable. An asymptotic formula of Weyl type for the number of eigenvalues in
    a spectral band, bounded from above and from below by levels corresponding to
    Diophantine invariant Lagrangian tori, is established.

  39. Analyticity and uniform stability of the inverse singular Sturm--Liouville spectral problem.

    Authors: Rostyslav O. Hryniv
    Subjects: Spectral Theory
    Abstract

    We prove that the potential of a Sturm--Liouville operator depends
    analytically and Lipschitz continuously on the spectral data (two spectra or
    one spectrum and the corresponding norming constants). We treat the class of
    operators with real-valued distributional potentials in the Sobolev class
    W^{s-1}_2(0,1), s\in[0,1].

  40. Some connections between almost periodic and periodic discrete Schroedinger operators with trigonometric potentials.

    Authors: Mira Shamis
    Subjects: Spectral Theory
    Abstract

    We study discrete Schroedinger operators with trigonometric potentials. In
    particular, we are interested in the connection between the absolutely
    continuous spectrum in the almost periodic case and the spectra in the periodic
    case. We prove a weak form of a precise conjecture relating the two.

    We also bound the measure of the spectrum in the periodic case in terms of
    the Lyapunov exponent in the almost periodic case.

  41. Embedded Eigenvalues and the Nonlinear Schrodinger Equation.

    Authors: Gideon Simpson, Reza Asad
    Subjects: Spectral Theory
    Abstract

    Following the work of Marzuola & Simpson, we prove the absence of embedded
    eigenvalues for a collection of nonlinear Schr\"odinger equations, including
    some one and three dimensional supercritical equations, and the three
    dimensional cubic-quintic equation.

    The proof is computer assisted as it depends on the sign of certain inner
    products which do not readily admit analytic representations. Our source code
    is available for verification at
    this http URL

  42. A note on the geometric simplicity of the spectral radius of nonnegative irreducible tensors.

    Authors: Yuning Yang, Qingzhi Yang
    Subjects: Spectral Theory
    Abstract

    We prove that the spectral radius of even order nonnegative irreducible
    tensors is real geometrically simple. In the case when the order of the tensor
    is odd, or in the complex field, some conditions are given to guarantee the
    geometric simplicity of the spectral radius.

  43. Schrodinger operators and the distribution of resonances in sectors.

    Authors: T. J. Christiansen
    Subjects: Spectral Theory
    Abstract

    The purpose of this paper is to give some refined results about the
    distribution of resonances in potential scattering. We use techniques and
    results from one and several complex variables, including properties of
    functions of completely regular growth. This enables us to find asymptotics for
    the distribution of resonances in sectors for certain potentials and for
    certain families of potentials.

  44. On lower eigenvalue estimates for Toeplitz operators with radial symbols in Bergman spaces.

    Authors: Grigori Rozenblum
    Subjects: Spectral Theory
    Abstract

    We consider Toeplitz operators in different Bergman type spaces, having
    radial symbols with variable sign. We show that if the symbol has compact
    support or decays rapidly, the eigenvalues of such operators cannot decay too
    fast, essentially faster than for a sign-definite symbol with the same kind. On
    the other hand, if the symbol decays not sufficiently rapidly, the eigenvalues
    of the corresponding operator may decay faster than for the operator
    corresponding to the absolute value of the symbol.

  45. Basic Functional Analysis Puzzles of Spectral Flow.

    Authors: Bernhelm Booss-Bavnbek
    Subjects: Spectral Theory
    Abstract

    We explain an array of basic functional analysis puzzles on the way to
    general spectral flow formulae and indicate a direction of future topological
    research for dealing with these puzzles.

  46. Stability of Travelling Wave Solutions to the Sine-Gordon Equation.

    Authors: C.K.R.T. Jones, R. Marangell
    Subjects: Spectral Theory
    Abstract

    We give a geometric proof of spectral stability of travelling kink wave
    solutions to the sine-Gordon equation. For a travelling kink wave solution of
    speed $c \neq \pm 1$, the wave is spectrally stable. The proof uses the Maslov
    index as a means for determining the lack of real eigenvalues. Ricatti
    equations and further geometric considerations are also used in establishing
    stability.

  47. A Berezin-Li-Yau type inequality for the fractional Laplacian on a bounded domain.

    Authors: Selma Yildirim Yolcu, Turkay Yolcu
    Subjects: Spectral Theory
    Abstract

    A Berezin-Li-Yau type inequality for $(-\Delta)^{\alpha/2}|_{\Omega},$ the
    fractional Laplacian operators restriced to a bounded domain $\Omega\subset
    \mathbb{R}^d$ for $\alpha\in(0,2],$ $d\ge 2,$ has not been known so far. First
    we positively answer this question. Second, we provide an improvement to this
    inequality consistent with the work in \cite{Melas,Selma} by using a pure
    analytical approach.

  48. A commutator method for the diagonalization of Hankel operators.

    Authors: D. R. Yafaev
    Subjects: Spectral Theory
    Abstract

    We present a method for the explicit diagonalization of some Hankel
    operators. This method allows us to recover classical results on the
    diagonalization of Hankel operators with the absolutely continuous spectrum. It
    leads also to new results. Our approach relies on the commutation of a Hankel
    operator with some differential operator of second order.

  49. A generalized virial theorem and the balance of kinetic and potential energies in the semiclassical limit.

    Authors: D. R. Yafaev
    Subjects: Spectral Theory
    Abstract

    We obtain two-sided bounds on kinetic and potential energies of a bound state
    of a quantum particle in the semiclassical limit, as the Planck constant
    $\hbar\ri 0$.

    Proofs of these results rely on the generalized virial theorem obtained in
    the paper as well as on a decay of eigenfunctions in the classically forbidden
    region.

  50. Extremal spectral properties of Lawson tori and the Lam\'e equation.

    Authors: Alexei V. Penskoi
    Subjects: Spectral Theory
    Abstract

    Extremal spectral properties of the Lawson tori are studied. A Lawson torus
    carries an extremal metric for some eigenvalue $\lambda_j$ of the
    Laplace-Beltrami operator. We prove that the metric on a Lawson torus
    $\tau_{m,k}$ is extremal for $j=2([\sqrt{m^2+k^2}]+m+k)-1.$

  51. Localization criteria for Anderson models on locally finite graphs.

    Authors: Martin Tautenhahn
    Subjects: Spectral Theory
    Abstract

    We prove spectral and dynamical localization for Anderson models on locally
    finite graphs using the fractional moment method. Our theorems extend earlier
    results on localization for the Anderson model on $\ZZ^d$. We establish
    geometric assumptions for the underlying graph such that localization can be
    proven in the case of sufficiently large disorder. All results are given with
    full proofs.

  52. 2D-Magnetic Schroedinger Operator: Short Loops, Pointwise Spectral Asymptotics and Asymptotics of Dirac Energy.

    Authors: Victor Ivrii
    Subjects: Spectral Theory
    Abstract

    We consider 2-dimensional Schr\"odinger or generalized Schr\"odinger-Pauli
    operators with the non-degenerating magnetic field in the open domain under
    certain non-degeneracy assumptions we derive pointwise spectral asymptotics.

    We also consider asymptotics of some related expressions (see below). For all
    asymptotics loops rather than periodic trajectories play important role.

  53. Exponential Decay of Eigenfunctions and Accumulation of Eigenvalues on Manifolds with Axial Analytic Asymptotically Cylindrical Ends.

    Authors: Victor Kalvin
    Subjects: Spectral Theory
    Abstract

    In this paper we continue our study of the Laplacian on manifolds with axial
    analytic asymptotically cylindrical ends initiated in~arXiv:1003.2538. By using
    the complex scaling method and the Phragm\'{e}n-Lindel\"{o}f principle we prove
    exponential decay of the eigenfunctions corresponding to the non-threshold
    eigenvalues of the Laplacian on functions. In the case of a manifold with
    (non-compact) boundary it is either the Dirichlet Laplacian or the Neumann
    Laplacian.

  54. Tunnel effect and symmetries for Kramers Fokker-Planck type operators.

    Authors: Johannes Sjoestrand, Frederic Herau, Michael Hitrik
    Subjects: Spectral Theory
    Abstract

    We study operators of Kramers-Fokker-Planck type in the semiclassical limit,
    assuming that the exponent of the associated Maxwellian is a Morse function
    with a finite number $n_0$ of local minima. Under suitable additional
    assumptions, we show that the first $n_0$ eigenvalues are real and
    exponentially small, and establish the complete semiclassical asymptotics for
    these eigenvalues.

  55. Weyl-Titchmarsh Theory for Schroedinger Operators with Strongly Singular Potentials.

    Authors: Aleksey Kostenko, Alexander Sakhnovich, Gerald Teschl
    Subjects: Spectral Theory
    Abstract

    We develop Weyl-Titchmarsh theory for Schroedinger operators with strongly
    singular potentials such as perturbed spherical Schroedinger operators (also
    known as Bessel operators). It is known that in such situations one can still
    define a corresponding singular Weyl m-function and it was recently shown that
    there is also an associated spectral transformation. Here we will give a
    general criterion when the singular Weyl function can be analytically extended
    to the upper half plane.

  56. Essential self-adjointness for combinatorial Schr\"odinger operators II- Metrically non complete graphs.

    Authors: Yves Colin De Verdi&#xe8;re, Francoise Truc, Nabila Torki-Hamza
    Subjects: Spectral Theory
    Abstract

    We consider weighted graphs, we equip them with a metric structure given by a
    weighted distance, and we discuss essential self-adjointness for weighted graph
    Laplacians and Schr\"odinger operators in the metrically non complete case.

  57. Sharp geometric upper bounds on resonances for surfaces with hyperbolic ends.

    Authors: David Borthwick
    Subjects: Spectral Theory
    Abstract

    We establish a sharp geometric constant for the upper bound on the resonance
    counting function for surfaces with hyperbolic ends. An arbitrary metric is
    allowed within some compact core, and the ends may be of hyperbolic planar,
    funnel, or cusp type. The constant in the upper bound depends only on the
    volume of the core and the length parameters associated to the funnel or
    hyperbolic planar ends.

  58. Algebraic aspects of spectral theory.

    Authors: E. B. Davies
    Subjects: Spectral Theory
    Abstract

    We describe some aspects of spectral theory that involve algebraic
    considerations but need no analysis. Some of the important applications of the
    results are to the algebra of $n\times n$ matrices with entries that are
    polynomials or more general analytic functions.

  59. Spectral statistics for the discrete Anderson model in the localized regime.

    Authors: Fr&#xe9;d&#xe9;ric Klopp, Fran&#xe7;ois Germinet
    Subjects: Spectral Theory
    Abstract

    We report on recent results on the spectral statistics of the discrete
    Anderson model in the localized phase. Our results show, in particular, that,
    for the discrete Anderson Hamiltonian with smoothly distributed random
    potential at sufficiently large coupling, the limit of the level spacing
    distribution is that of i.i.d. random variables distributed according to the
    density of states of the random Hamiltonian. This text is a contribution to the
    proceedings of the conference "Spectra of Random Operators and Related Topics"
    held at Kyoto University, 02-04/12/09 organized by N. Minami and N.

  60. The TAN $2\Theta$ Theorem for Indefinite Quadratic Forms.

    Authors: Vadim Kostrykin, Konstantin A. Makarov, Luka Grubi&#x161;i&#x107;, Kre&#x161;imir Veseli&#x107;
    Subjects: Spectral Theory
    Abstract

    A version of the Davis-Kahan Tan $2\Theta$ theorem [SIAM J. Numer. Anal.
    \textbf{7} (1970), 1 -- 46] for not necessarily semibounded linear operators
    defined by quadratic forms is proven. This theorem generalizes a recent result
    by Motovilov and Selin [Integr. Equat. Oper. Theory \textbf{56} (2006), 511 --
    542].

  61. Inequalities for the Steklov Eigenvalues.

    Authors: Qiaoling Wang, Changyu Xia
    Subjects: Spectral Theory
    Abstract

    This paper studies eigenvalues of some Steklov problems. Among other things,
    we show the following sharp estimtes. Let $\Omega$ be a bounded smooth domain
    in an $n(\geq 2)$-dimensional Hadamard manifold an let $0=\lambda_0 <
    \lambda_1\leq \lambda_2\leq ... $ denote the eigenvalues of the Steklov
    problem: $\Delta u=0$ in $\Omega$ and $(\partial u)/(\partial \nu)=\lambda u$
    on $\partial \Omega$. Then $\sum_{i=1}^{n} \lambda^{-1}_i \geq
    (n^2|\Omega|)/(|\partial\Omega|) $ with equality holding if and only if
    $\Omega$ is isometric to an $n$-dimensional Euclidean ball.

  62. Cohomologie $L^{p}$ et formes harmoniques.

    Authors: No&#xeb;l Lohou&#xe9;
    Subjects: Spectral Theory
    Abstract

    We show that a if a Riemannian manifold admits a universal cover with bounded
    geometry and if 0 does not belong to the spectrum or is an isolated point in
    the spectrum of the Laplacian on $\ell$-forms, then there exists $1<p<2$ such
    that for all $p<r<p^{\prime}$ the Hodge - de Rham decomposition for
    $L^{r}$-forms holds ($p^{\prime}$ denotes the conjugate of $p$).

  63. Resonances for manifolds hyperbolic at infinity: optimal lower bounds on order of growth.

    Authors: P. A. Perry, D. Borthwick, T. J. Christiansen, P. D. Hislop
    Subjects: Spectral Theory
    Abstract

    Suppose that $(X, g)$ is a conformally compact $(n+1)$-dimensional manifold
    that is hyperbolic at infinity in the sense that outside of a compact set $K
    \subset X$ the sectional curvatures of $g$ are identically equal to minus one.
    We prove that the counting function for the resolvent resonances has maximal
    order of growth $(n+1)$ generically for such manifolds.

  64. Zeros of non-Baxter paraorthogonal polynomials on the unit circle.

    Authors: Brian Simanek
    Subjects: Spectral Theory
    Abstract

    We provide leading order asymptotics for the size of the gap in the zeros
    around 1 of paraothogonal polynomials on the unit circle whose Verblunsky
    coefficients satisfy a slow decay condition and are inside the interval (-1,0).
    We also include related results that impose less restrictive conditions on the
    Verblunsky coefficients.

  65. Isoresonant conformal surfaces with cusps and boundedness of the relative determinant.

    Authors: Clara L. Aldana D
    Subjects: Spectral Theory
    Abstract

    We study the isoresonance problem on non-compact surfaces of finite area that
    are hyperbolic outside a compact set. Inverse resonance problems correspond to
    inverse spectral problems in the non-compact setting. We consider a conformal
    class of surfaces with hyperbolic cusps where the deformation takes place
    inside a fixed compact set. Inside this compactly supported conformal class we
    consider isoresonant metrics, i.e. metrics for which the set of resonances is
    the same, including multiplicities. We prove that sets of isoresonant metrics
    inside the conformal class are sequentially compact.

  66. Splitting of the Landau levels by magnetic perturbations and Anderson transition in 2D-random magnetic media.

    Authors: N. Dombrowski, F. Germinet, G. D. Raikov
    Subjects: Spectral Theory
    Abstract

    In this note we consider a Landau Hamiltonian perturbed by a random magnetic
    potential of Anderson type. For a given number of bands, we prove the existence
    of both strongly localized states at the edges of the spectrum and dynamical
    delocalization near the center of the bands in the sense that wave packets
    travel at least at a given minimum speed. We provide explicit examples of
    magnetic perturbations that split the Landau levels into full intervals of
    spectrum.

  67. Quantization of edge currents along magnetic barriers and magnetic guides.

    Authors: N. Dombrowski, F. Germinet, G. D. Raikov
    Subjects: Spectral Theory
    Abstract

    We investigate the edge conductance of particles submitted to an Iwatsuka
    magnetic field, playing the role of a purely magnetic barrier. We also consider
    magnetic guides generated by generalized Iwatsuka potentials. In both cases we
    prove quantization of the edge conductance. Next, we consider magnetic
    perturbations of such magnetic barriers or guides, and prove stability of the
    quantized value of the edge conductance. Further, we establish a sum rule for
    edge conductances. Regularization within the context of disordered systems is
    discussed as well.

  68. Eigenvalue bounds for Schr\"odinger operators with complex potentials.

    Authors: Rupert L. Frank
    Subjects: Spectral Theory
    Abstract

    We show that the absolute values of non-positive eigenvalues of Schr\"odinger
    operators with complex potentials can be bounded in terms of L_p-norms of the
    potential. This extends an inequality of Abramov, Aslanyan, and Davies to
    higher dimensions and proves a conjecture by Laptev and Safronov. Our main
    ingredient are the uniform Sobolev inequalities of Kenig, Ruiz, and Sogge.

  69. Resonance spectrum for one-dimensional layered media.

    Authors: Alexei Iantchenko
    Subjects: Spectral Theory
    Abstract

    We consider the "weighted" operator $P_k=-\partial_x a(x)\partial_x$ on the
    line with a step-like coefficient which appears when propagation of waves
    thorough a finite slab of a periodic medium is studied. The medium is
    transparent at certain resonant frequencies which are related to the complex
    resonance spectrum of $P_k.$ If the coefficient is periodic on a finite
    interval (locally periodic) with $k$ identical cells then the resonance
    spectrum of $P_k$ has band structure. In the present paper we study a
    transition to semi-infinite medium by taking the limit $k\to \infty.$

  70. Random walk on surfaces with hyperbolic cusps.

    Authors: Hans Christianson, Colin Guillarmou, Laurent Michel
    Subjects: Spectral Theory
    Abstract

    We consider the operator associated to a random walk on finite volume
    surfaces with hyperbolic cusps. We study the spectral gap (upper and lower
    bound) associated to this operator and deduce some rate of convergence of the
    iterated kernel towards its stationary distribution.

  71. Periodic Jacobi operator with finitely supported perturbation on the half-lattice.

    Authors: Alexei Iantchenko, Evgeny Korotyaev
    Subjects: Spectral Theory
    Abstract

    We consider the periodic Jacobi operator $J$ with finitely supported
    perturbations on $\ell^2(\N)$ subject to Dirichlet boundary condition at $n=0$.
    We classify all states of $J$ and give their properties. We solve the inverse
    resonance problem

    (including characterization): we prove that mapping from real perturbations
    to the associated regularized Jost functions is one-to-one and onto.

  72. Quasi-classical asymptotics for the pseudo-differential operators with discontinuous symbols: Widom's Hypothesis.

    Authors: Alexander V. Sobolev
    Subjects: Spectral Theory
    Abstract

    Relying on the known two-term asymptotic formula for the trace of the
    function $f(A)$ of a Wiener-Hopf type operator $A$ in dimension one, in 1982 H.
    Widom conjectured a multi-dimensional generalization of that formula for a
    pseudo-differential operator $A$ with a symbol $a(\bx, \bxi)$ having jump
    discontinuities in both variables.

  73. Spectral properties of discrete alloy-type models.

    Authors: Martin Tautenhahn, Ivan Veseli&#x107;
    Subjects: Spectral Theory
    Abstract

    We discuss recent results on spectral properties of discrete alloy-type
    random Schr\"odinger operators. They concern Wegner estimates and bounds on the
    fractional moments of the Green's function.

  74. Critical Lieb-Thirring Bounds in Gaps and the Generalized Nevai Conjecture for Finite Gap Jacobi Matrices.

    Authors: Rupert L. Frank, Barry Simon
    Subjects: Spectral Theory
    Abstract

    We prove bounds of the form $\sum_{e\in I\cap\sigma_\di (H)} \dist
    (e,\sigma_\e (H))^{1/2} \leq L^1$-norm of a perturbation, where $I$ is a gap.
    Included are gaps in continuum one-dimensional periodic Schr\"odinger operators
    and finite gap Jacobi matrices where we get a generalized Nevai conjecture
    about an $L^1$ condition implying a Szeg\H{o} condition. One key is a general
    new form of the Birman--Schwinger bound in gaps.

  75. Weyl-Titchmarsh type formula for discrete Schroedinger operator with Wigner-von Neumann potential.

    Authors: Jan Janas, Sergey Simonov
    Subjects: Spectral Theory
    Abstract

    We consider discrete Schroedinger operator J with Wigner-von Neumann
    potential not belonging to l^2. We find asymptotics of orthonormal polynomials
    associated to J. We prove the Weyl-Titchmarsh type formula, which relates the
    spectral density of J to a coefficient in asymptotics of orthonormal
    polynomials.

  76. Limit-Periodic Sch\"odinger Operators With Uniformly Localized Eigenfunctions.

    Authors: David Damanik, Zheng Gan
    Subjects: Spectral Theory
    Abstract

    We exhibit limit-periodic Schr\"odinger operators that are uniformly
    localized in the strongest sense possible. That is, for these operators there
    are uniform exponential decay rates such that every element of the hull has a
    complete set of eigenvectors that decay exponentially off their centers of
    localization at least as fast as prescribed by the uniform decay rate.
    Consequently, these operators exhibit uniform dynamical localization.

  77. Relative Oscillation Theory for Dirac Operators.

    Authors: Robert Stadler, Gerald Teschl
    Subjects: Spectral Theory
    Abstract

    We develop relative oscillation theory for one-dimensional Dirac operators
    which, rather than measuring the spectrum of one single operator, measures the
    difference between the spectra of two different operators. This is done by
    replacing zeros of solutions of one operator by weighted zeros of Wronskians of
    solutions of two different operators.

  78. Non-Weyl Resonance Asymptotics for Quantum Graphs.

    Authors: E.B.Davies, A.Pushnitski
    Subjects: Spectral Theory
    Abstract

    We consider the resonances of a quantum graph $\mathcal G$ that consists of a
    compact part with one or more infinite leads attached to it. We discuss the
    leading term of the asymptotics of the number of resonances of $\mathcal G$ in
    a disc of a large radius. We call $\mathcal G$ a \emph{Weyl graph} if the
    coefficient in front of this leading term coincides with the volume of the
    compact part of $\mathcal G$. We give an explicit topological criterion for a
    graph to be Weyl.

  79. The fundamental gap.

    Authors: Julie Rowlett, Zhiqin Lu
    Subjects: Spectral Theory
    Abstract

    The gap function on the space of compact Riemannian manifolds with boundary
    is defined as the difference of the first two Dirichlet eigenvalues, where the
    Riemannian metric is rescaled so that the diameter of the manifold is 1.
    Estimating the gap function is known as the {\it gap problem}. Our main theorem
    reduces the gap problem for domains in $\R^n$ to a certain Neumann problem in
    $\R^{n+1}$. The infinitesimal version of this is related to Bakry-\'Emery
    geometry; our second theorem embeds the Dirichlet gap problem into a certain
    Bakry-\'Emery Neumann problem.

  80. Spectral properties of non-self-adjoint operators.

    Authors: Johannes Sjoestrand
    Subjects: Spectral Theory
    Abstract

    This text is a slightly expanded version of my 6 hour mini-course at the
    PDE-meeting in \'Evian-les-Bains in June 2009. The first part gives some old
    and recent results on non-self-adjoint differential operators. The second part
    is devoted to recent results about Weyl distribution of eigenvalues of elliptic
    operators with small random perturbations.

  81. Schr\"odinger operator on the zigzag half-nanotube in magnetic field.

    Authors: Alexei Iantchenko, Evgeny Korotyaev
    Subjects: Spectral Theory
    Abstract

    We consider the zigzag half-nanotubes

    (tight-binding approximation) in a uniform magnetic field which is described
    by the magnetic Schr\"odinger operator with a periodic potential plus a
    finitely supported perturbation.

    We describe all eigenvalues and resonances of this operator, and theirs
    dependence on the magnetic field.

    The proof is reduced to the analysis of the periodic Jacobi operators on the
    half-line with finitely supported perturbations.

  82. Non-random perturbations of the Anderson Hamiltonian.

    Authors: S. Molchanov, B. Vainberg
    Subjects: Spectral Theory
    Abstract

    The Anderson Hamiltonian $H_0=-\Delta+V(x,\omega)$ is considered, where $V$
    is a random potential of Bernoulli type. The operator $H_0$ is perturbed by a
    non-random, continuous potential $-w(x) \leq 0$, decaying at infinity. It will
    be shown that the borderline between finitely, and infinitely many negative
    eigenvalues of the perturbed operator, is achieved with a decay of
    $O(\ln^{-2/d} |x|)$.

  83. Spectral properties of one class of sign-symmertic matrices.

    Authors: O. Y. Kushel
    Subjects: Spectral Theory
    Abstract

    A $n\times n$ matrix $A$, which has a certain sign-symmetric structure
    ($J$--sign-symmetric), is studied in this paper. It is shown that such a matrix
    is similar to a nonnegative matrix. The existence of the second in modulus
    positive eigenvalue $\lambda_2$ of a $J$--sign-symmetric matrix $A$, or an odd
    number $k$ of simple eigenvalues, which coincide with the $k$-th roots of
    $\rho(A)^k$, is proved under the additional condition that its second compound
    matrix is also $J$--sign-symmetric.

  84. Spectral analysis of the Laplacian on geometrically finite hyperbolic manifolds.

    Authors: Rafe Mazzeo, Colin Guillarmou
    Subjects: Spectral Theory
    Abstract

    For geometrically finite hyperbolic manifolds $\Gamma\backslash H^{n+1}$, we
    prove the meromorphic extension of the resolvent of Laplacian, Poincar\'e
    series, Einsenstein series and scattering operator to the whole complex plane.
    We also deduce the asymptotics of lattice points of $\Gamma$ in large balls of
    $H^{n+1}$ in terms of the Hausdorff dimension of the limit set of $\Gamma$.

  85. Generalized solutions and spectrum for Dirichlet forms on graphs.

    Authors: Matthias Keller, Sebastian Haeseler
    Subjects: Spectral Theory
    Abstract

    We study the connection of the existence of solutions with certain properties
    and the spectrum of operators in the framework of regular Dirichlet forms on
    infinite graphs.

  86. Boundary Data Maps for Schrodinger Operators on a Compact Interval.

    Authors: Fritz Gesztesy, Marius Mitrea, Stephen Clark
    Subjects: Spectral Theory
    Abstract

    We provide a systematic study of boundary data maps, that is, 2 \times 2
    matrix-valued Dirichlet-to-Neumann and more generally, Robin-to-Robin maps,
    associated with one-dimensional Schrodinger operators on a compact interval
    [0,R] with separated boundary conditions at 0 and R. Most of our results are
    formulated in the non-self-adjoint context.

  87. Minimal Rank Decoupling of Full-Lattice CMV Operators with Scalar- and Matrix-Valued Verblunsky Coefficients.

    Authors: Maxim Zinchenko, Fritz Gesztesy, Stephen Clark
    Subjects: Spectral Theory
    Abstract

    Relations between half- and full-lattice CMV operators with scalar- and
    matrix-valued Verblunsky coefficients are investigated. In particular, the
    decoupling of full-lattice CMV operators into a direct sum of two half-lattice
    CMV operators by a perturbation of minimal rank is studied. Contrary to the
    Jacobi case, decoupling a full-lattice CMV matrix by changing one of the
    Verblunsky coefficients results in a perturbation of twice the minimal rank.
    The explicit form for the minimal rank perturbation and the resulting two
    half-lattice CMV matrices are obtained.

  88. Weyl-Titchmarsh Theory and Borg-Marchenko-type Uniqueness Results for CMV Operators with Matrix-Valued Verblunsky Coefficients.

    Authors: Maxim Zinchenko, Fritz Gesztesy, Stephen Clark
    Subjects: Spectral Theory
    Abstract

    We prove local and global versions of Borg-Marchenko-type uniqueness theorems
    for half-lattice and full-lattice CMV operators (CMV for Cantero, Moral, and
    Velazquez) with matrix-valued Verblunsky coefficients. While our half-lattice
    results are formulated in terms of matrix-valued Weyl-Titchmarsh functions, our
    full-lattice results involve the diagonal and main off-diagonal Green's
    matrices.

  89. Inverse spectral theory as influenced by Barry Simon.

    Authors: Fritz Gesztesy
    Subjects: Spectral Theory
    Abstract

    We survey Barry Simon's principal contributions to the field of inverse
    spectral theory in connection with one-dimensional Schrodinger and Jacobi
    operators.

  90. On Dirichlet-to-Neumann Maps and Some Applications to Modified Fredholm Determinants.

    Authors: Maxim Zinchenko, Fritz Gesztesy, Marius Mitrea
    Subjects: Spectral Theory
    Abstract

    We consider Dirichlet-to-Neumann maps associated with (not necessarily
    self-adjoint) Schrodinger operators in $L^2(\Omega; d^n x)$, $n=2,3$, where
    $\Omega$ is an open set with a compact, nonempty boundary satisfying certain
    regularity conditions.

  91. On Dirichlet-to-Neumann Maps, Nonlocal Interactions, and Some Applications to Fredholm Determinants.

    Authors: Maxim Zinchenko, Fritz Gesztesy, Marius Mitrea
    Subjects: Spectral Theory
    Abstract

    We consider Dirichlet-to-Neumann maps associated with (not necessarily
    self-adjoint) Schrodinger operators describing nonlocal interactions in
    $L^2(\Omega; d^n x)$, $n\geq 2$, where $\Omega$ is an open set with a compact,
    nonempty boundary satisfying certain regularity conditions. As an application
    we describe a reduction of a certain ratio of Fredholm perturbation
    determinants associated with operators in $L^2(\Omega; d^n x)$ to Fredholm
    perturbation determinants associated with operators in $L^2(\partial\Omega;
    d^{n-1}\sigma)$.

  92. Lower bounds on the eigenvalue sums of the Schr\"odinger operator and the spectral conservation law.

    Authors: Oleg Safronov
    Subjects: Spectral Theory
    Abstract

    In the first part of the paper we consider the Schr\"odinger operator $
    -\Delta-V(x),\quad V>0. $ We discuss the relation between the behavior of $V$
    at the infinity and the properties of the negative spectrum of $H$. After that,
    we consider the case when $V$ changes its sign: $ V=V_+-V_-$, $2V_\pm=|V|\pm V.
    $ In this case, we treat $V$ and $-V$ symmetrically and study the relation
    between the behavior of $V$ at the infinity and the negative spectra of the
    operators $H_+=-\Delta+V$ and $H_-=-\Delta-V$.

  93. Diophantine tori and nonselfadjoint inverse spectral problems.

    Authors: Michael A. Hall
    Subjects: Spectral Theory
    Abstract

    We study a semiclassical inverse spectral problem based on the spectral
    asymptotics of arXiv:math/0502032, which apply to small non-selfadjoint
    perturbations of selfadjoint $h$-pseudodifferential operators in dimension 2.
    The eigenvalues in a suitable complex window have an expansion in terms of a
    quantum Birkhoff normal form for the operator near several Lagrangian tori
    which are invariant under the classical dynamics and satisfy a Diophantine
    condition.

  94. Universal inequalities for the eigenvalues of a power of the Laplace operator.

    Authors: Said Ilias, Ola Makhoul
    Subjects: Spectral Theory
    Abstract

    In this paper, we obtain a new abstract formula relating eigenvalues of a
    self-adjoint operator to two families of symmetric and skew-symmetric operators
    and their commutators. This formula generalizes earlier ones obtained by
    Harrell, Stubbe, Hook, Ashbaugh, Hermi, Levitin and Parnovski. We also show how
    one can use this abstract formulation both for giving dierent and simpler
    proofs for all the known results obtained for the eigenvalues of a power of the
    Laplace operator (i.e.

  95. "Universal" inequalities for the eigenvalues of the biharmonic operator.

    Authors: Said Ilias, Ola Makhoul
    Subjects: Spectral Theory
    Abstract

    In this paper, we establish universal inequalities for eigenvalues of the
    clamped plate problem on compact submanifolds of Euclidean spaces, of spheres
    and of real, complex and quaternionic projective spaces. We also prove similar
    results for the biharmonic operator on domains of Riemannian manifolds
    admitting spherical eigenmaps (this includes the compact homogeneous Riemannian
    spaces) and nally on domains of the hyperbolic space.

  96. Regularity of dissipative operators.

    Authors: A.Minkin
    Subjects: Spectral Theory
    Abstract

    S.G.Krein's conjecture concerning Birkhoff-regularity of dissipative
    differential operators has been proved in the even order case. As a byproduct
    an existence of the limit of characteristic matrix as in the lower half-plane
    has been established. Up to multiplication by a nonvanishing matrix this limit
    coincides with the ratio of the matrices of regularity determinants.

  97. On unconditional basisness of B-quasi-exponentials.

    Authors: Arkadi Minkin
    Subjects: Spectral Theory
    Abstract

    We consider a quasinilpotent operator whose resolvent is entire operator
    function of exponential type. Let A be its one-dimensional perturbation. We
    establish necessity of Muckenhoupt condition (A2) for two weights related to
    operator A for unconditional basisness of its eigenfunctions. Note that no
    apriori restrictions are imposed on the spectrum of A.

  98. On the spectral theory of trees with finite forward cone type.

    Authors: Daniel Lenz, Simone Warzel, Matthias Keller
    Subjects: Spectral Theory
    Abstract

    We study basic spectral features of graph Laplacians associated to a class of
    rooted trees which contains all regular trees. Trees in this class can be
    generated by substitution processes. Their spectra are shown to be purely
    absolutely continuous and to consist of finitely many bands. The main result
    gives stability of absolutely continuous spectrum under sufficiently small
    radially label symmetric perturbations for non regular trees in this class.

  99. Spectral and Quantum Dynamical Properties of the Weakly Coupled Fibonacci Hamiltonian.

    Authors: David Damanik, Anton Gorodetski
    Subjects: Spectral Theory
    Abstract

    We consider the spectrum of the Fibonacci Hamiltonian for small values of the
    coupling constant. It is known that this set is a Cantor set of zero Lebesgue
    measure. Here we study the limit, as the value of the coupling constant
    approaches zero, of its thickness and its Hausdorff dimension. We prove that
    the thickness tends to infinity and, consequently, the Hausdorff dimension of
    the spectrum tends to one. We also show that at small coupling, all gaps
    allowed by the gap labeling theorem are open and the length of every gap tends
    to zero linearly.

  100. Relative determinants of Laplacians on surfaces with asymptotically cusp ends.

    Authors: Clara L. Aldana
    Subjects: Spectral Theory
    Abstract

    We consider relative determinants of Laplace operators on surfaces with
    asymptotically cusp ends. We consider a surface with cusps (M,g) and a metric h
    on the surface that is a conformal transformation of the initial metric g. We
    prove the existence of the relative determinant of the pair
    (\Delta_{h},\Delta_{g}) and other related pairs of operators. We focus on the
    decay conditions of the conformal factor at infinity that make it possible to
    define the relative determinant.

  101. An Exposition of the Connection between Limit-Periodic Potentials and Profinite Groups.

    Authors: Zheng Gan
    Subjects: Spectral Theory
    Abstract

    We classify the hulls of different limit-periodic potentials and show that
    the hull of a limit-periodic potential is a procyclic group.

    We also describe how limit-periodic potentials can be generated from a
    procyclic group and answer some arising questions. As an expository paper, we
    discuss the connection between limit-periodic potentials and profinite groups
    as completely as possible and review recent results on Schroedinger operators
    that were obtained in this context.

  102. Finite deficiency indices and uniform remainder in Weyl's law.

    Authors: Luc Hillairet
    Subjects: Spectral Theory
    Abstract

    We prove that in settings where Von Neumann deficiency indices are finite the
    spectral counting functions of two different self-adjoint extensions of the
    same symmetric operator differ by a uniformly bounded term. We apply this
    result to quantum graphs, pseudo-laplacians and surfaces with conical
    singularities.

  103. Semiclassical spectral asymptotics for a two-dimensional magnetic Schr\"odinger operator: The case of discrete wells.

    Authors: Yuri A. Kordyukov, Bernard Helffer
    Subjects: Spectral Theory
    Abstract

    We consider a magnetic Schr\"odinger operator $H^h$, depending on the
    semiclassical parameter $h>0$, on a two-dimensional Riemannian manifold. We
    assume that there is no electric field. We suppose that the minimal value $b_0$
    of the magnetic field $b$ is strictly positive, and there exists a unique
    minimum point of $b$, which is non-degenerate. The main result of the paper is
    a complete asymptotic expansion for the low-lying eigenvalues of the operator
    $H^h$ in the semiclassical limit.

  104. Singular equivariant asymptotics and Weyl's law.

    Authors: Pablo Ramacher
    Subjects: Spectral Theory
    Abstract

    We study the spectrum of an invariant elliptic operator on a closed
    G-manifold M, G being a compact, connected Lie group acting effectively and
    isometrically on M, and determine the asymptotic distribution of the
    eigenvalues along the isotypic components in relation with the reduction of the
    corresponding Hamiltonian flow, proving that the equivariant spectral counting
    function satisfies Weyl's law, together with an estimate for the remainder.

  105. The Spectral Mapping Theorem.

    Authors: Narinder S Claire
    Subjects: Spectral Theory
    Abstract

    We prove the Spectral Mapping Theorem for the Helffer-Sj\"ostrand functional
    calculus for linear operators on Banach spaces with real spectra and
    consequently give a new proof for the Spectral Mapping Theorem for self-adjoint
    operators on Hilbert spaces

  106. Spectral simplicity and asymptotic separation of variables.

    Authors: Luc Hillairet, Chris Judge
    Subjects: Spectral Theory
    Abstract

    We describe a method for comparing the real analytic eigenbranches of two
    families of quadratic forms that degenerate as t tends to zero. One of the
    families is assumed to be amenable to `separation of variables' and the other
    one not. With certain additional assumptions, we show that if the families are
    asymptotic at first order as t tends to 0, then the generic spectral simplicity
    of the separable family implies that the eigenbranches of the second family are
    also generically one-dimensional.

  107. On the spectrum of Bargmann-Toeplitz operators with symbols of a variable sign.

    Authors: Alexander Pushnitski, Grigori Rozenblum
    Subjects: Spectral Theory
    Abstract

    The paper discusses the spectrum of Toeplitz operators in Bargmann spaces.
    Our Toeplitz operators have real symbols with a variable sign and a compact
    support. A class of examples is considered where the asymptotics of the
    eigenvalues of such operators can be computed. These examples show that this
    asymptotics depends on the geometry of the supports of the positive and
    negative parts of the symbol. Applications to the perturbed Landau Hamiltonian
    are given.

  108. On the Basis Property of the Root Functions of Differential Operators with Matrix Coefficients.

    Authors: O. A. Veliev
    Subjects: Spectral Theory
    Abstract

    We obtain asymptotic formulas for eigenvalues and eigenfunctions of the
    operator generated by a system of ordinary differential equations with summable
    coefficients and periodic or antiperiodic boundary conditions. Then using these
    asymptotic formulas, we find necessary and sufficient conditions on the
    coefficients for which the system of eigenfunctions and associated functions of
    the operator under consideration forms a Riesz basis.

  109. Eigensystem of an $L^2$-perturbed harmonic oscillator is an unconditional basis.

    Authors: Boris Mityagin, James Adduci
    Subjects: Spectral Theory
    Abstract

    We prove the following. For any complex valued $L^2$-function $b(x)$ the
    spectrum of a perturbed harmonic oscillator operator $L = -\frac{d^2}{dx^2} +
    x^2 + b(x)$ in $L^2(\mathbb{R}^1)$ is discrete and eventually simple. Its SEAF
    (system of eigen- and associated functions) is an unconditional basis in
    $L^2(\mathbb{R}^1)$.

  110. Random covariance matrices: Universality of local statistics of eigenvalues.

    Authors: Terence Tao, Van Vu
    Subjects: Spectral Theory
    Abstract

    We study the eigenvalues values of the covariance matrix $\frac{1}{n} M^\ast
    M$ of a large rectangular matrix $M = M_{n,p} = (\zeta_{ij})_{1 \leq i \leq p;
    1 \leq j \leq n}$ whose entries are iid random variables of mean zero, variance
    one, and having finite $C_0^{th}$ moment for some sufficiently large $C_0$.

  111. Preservation of absolutely continuous spectrum of periodic Jacobi operators under perturbations of square--summable variation.

    Authors: U. Kaluzhny, M. Shamis
    Subjects: Spectral Theory
    Abstract

    We study self-adjoint bounded Jacobi operators of the form:

    (J \psi)(n) = a_n \psi(n + 1) + b_n \psi(n) +a_{n-1} \psi(n - 1) on
    $\ell^2(\N)$. We assume that for some fixed q, the q-variation of $\{a_n\}$ and
    $\{b_n\}$ is square-summable and $\{a_n\}$ and $\{b_n\}$ converge to q-periodic
    sequences. Our main result is that under these assumptions the essential
    support of the absolutely continuous part of the spectrum of J is equal to that
    of the asymptotic periodic Jacobi operator. This work is an extension of a
    recent result of S.A.Denisov.

  112. The regularized trace formula for the Sturm-Liouville equation with spectral parameter in the boundary conditions.

    Authors: Namig J. Guliyev
    Subjects: Spectral Theory
    Abstract

    The regularized trace formula of first order for the Sturm-Liouville equation
    with spectral parameter in the boundary conditions is obtained.

  113. Angular Synchronization by Eigenvectors and Semidefinite Programming.

    Authors: Amit Singer
    Subjects: Spectral Theory
    Abstract

    The angular synchronization problem is to obtain an accurate estimation (up
    to a constant additive phase) for a set of unknown angles
    $\theta_1,...,\theta_n$ from $m$ noisy measurements of their offsets
    $\theta_i-\theta_j \mod 2\pi$. Of particular interest is angle recovery in the
    presence of many outlier measurements that are uniformly distributed in
    $[0,2\pi)$ and carry no information on the true offsets. We introduce an
    efficient recovery algorithm for the unknown angles from the top eigenvector of
    a specially designed Hermitian matrix.

  114. On the weak and ergodic limit of the spectral shift function.

    Authors: V. Borovyk, K. A. Makarov
    Subjects: Spectral Theory
    Abstract

    We discuss convergence properties of the spectral shift functions associated
    with a pair of Schrodinger operators with Dirichlet boundary conditions at the
    end points of a finite interval (0, r) as the length of interval approaches
    infinity.

  115. Finite Gap Jacobi Matrices, II. The Szeg\H{o} Class.

    Authors: Jacob S. Christiansen, Barry Simon, Maxim Zinchenko
    Subjects: Spectral Theory
    Abstract

    Let $\fre\subset\bbR$ be a finite union of disjoint closed intervals. We
    study measures whose essential support is $\fre$ and whose discrete eigenvalues
    obey a 1/2-power condition. We show that a Szeg\H{o} condition is equivalent to
    \[ \limsup \f{a_1... a_n}{\ca(\fre)^n}>0 \] (this includes prior results of
    Widom and Peherstorfer--Yuditskii). Using Remling's extension of the
    Denisov--Rakhmanov theorem and an analysis of Jost functions, we provide a new
    proof of Szeg\H{o} asymptotics, including $L^2$ asymptotics on the spectrum.

  116. Convergence of spectral decompositions of Hill operators with trigonometric polynomial potentials.

    Authors: Plamen Djakov, Boris Mityagin
    Subjects: Spectral Theory
    Abstract

    We consider the Hill operator $$ Ly = - y^{\prime \prime} + v(x)y, \quad 0
    \leq x \leq \pi, $$ subject to periodic or antiperiodic boundary conditions,
    with potentials $v$ which are trigonometric polynomials with nonzero
    coefficients, of the form

    (i) $ ae^{-2ix} +be^{2ix}; $

    (ii) $ ae^{-2ix} +Be^{4ix}; $

    (iii) $ ae^{-2ix} +Ae^{-4ix} + be^{2ix} +Be^{4ix}. $

  117. Inverse scattering results for manifolds hyperbolic near infinity.

    Authors: D. Borthwick, P.A. Perry
    Subjects: Spectral Theory
    Abstract

    We study the inverse resonance problem for conformally compact manifolds
    which are hyperbolic outside a compact set. Our results include compactness of
    isoresonant metrics in dimension two and of isophasal negatively curved metrics
    in dimension three. In dimensions four or higher we prove topological
    finiteness theorems under the negative curvature assumption.

  118. Dynamical Networks, Isospectral Graph Reductions, and Improved Estimates of Matrices' Spectra.

    Authors: L. A. Bunimovich, B. Z. Webb
    Subjects: Spectral Theory
    Abstract

    Dynamical networks are characterized by large complex graphs of interactions.
    We suggest a procedure of simplifying the structure of such graphs while
    preserving the spectrum of their weighted adjacency matrix. As the process of
    isospectral graph reductions maintains the spectrum of the matrix up to some
    known set it is possible to estimate the spectrum of the original matrix by
    considering Gershgorin-type estimates associated with the reduced matrix. The
    main result of this paper is that eigenvalue estimates improve for all known
    methods as the matrix size is reduced.

  119. A remark on Schatten-von Neumann properties of resolvent differences of generalized Robin Laplacians on bounded domains.

    Authors: Jussi Behrndt, Matthias Langer, Igor Lobanov, Vladimir Lotoreichik, Igor Popov
    Subjects: Spectral Theory
    Abstract

    In this note we investigate the asymptotic behaviour of the $s$-numbers of
    the resolvent difference of two generalized self-adjoint, maximal dissipative
    or maximal accumulative Robin Laplacians on a bounded domain $\Omega$ with
    smooth boundary $\partial\Omega$. For this we apply the recently introduced
    abstract notion of quasi boundary triples and Weyl functions from extension
    theory of symmetric operators together with Krein type resolvent formulae and
    well-known eigenvalue asymptotics of the Laplace-Beltrami operator on
    $\partial\Omega$.

  120. On semiclassical and universal inequalities for eigenvalues of quantum graphs.

    Authors: Semra Demirel, Evans M. Harrell II
    Subjects: Spectral Theory
    Abstract

    We study the spectra of quantum graphs with the method of trace identities
    (sum rules), which are used to derive inequalities of Lieb-Thirring,
    Payne-P\'olya-Weinberger, and Yang types, among others. We show that the sharp
    constants of these inequalities and even their forms depend on the topology of
    the graph. Conditions are identified under which the sharp constants are the
    same as for the classical inequalities; in particular, this is true in the case
    of trees. We also provide some counterexamples where the classical form of the
    inequalities is false.

  121. Eigenvalue Spacings and Dynamical Upper Bounds for Discrete One-Dimensional Schroedinger Operators.

    Authors: Jonathan Breuer, Yoram Last, Yosef Strauss
    Subjects: Spectral Theory
    Abstract

    We prove dynamical upper bounds for discrete one-dimensional Schroedinger
    operators in terms of various spacing properties of the eigenvalues of finite
    volume approximations. We demonstrate the applicability of our approach by a
    study of the Fibonacci Hamiltonian.

  122. Equivalence classes of block Jacobi matrices.

    Authors: Rostyslav Kozhan
    Subjects: Spectral Theory
    Abstract

    The paper contains two results on the equivalence classes of block Jacobi
    matrices. First is that the Jacobi matrix of type 2 in the Nevai class has A_n
    coefficients converging to 1. Second is that under an L1-type condition on the
    Jacobi coefficients, equivalent Jacobi matrices of type 1, 2 and 3 are pairwise
    asymptotic.

  123. On norm resolvent convergence of Schr\"odinger operators with $\delta'$-like potentials.

    Authors: R. O. Hryniv, Yu. D. Golovaty
    Subjects: Spectral Theory
    Abstract

    We address the problem on the right definition of the Schroedinger operator
    with potential $\delta'$, where $\delta$ is the Dirac delta-function. Namely,
    we prove the uniform resolvent convergence of a family of Schroedinger
    operators with regularized short-range potentials $\epsilon^{-2}V(x/\epsilon)$
    tending to $\delta'$ in the distributional sense as $\epsilon\to 0$. In 1986,
    P.

  124. Quantum cutting and a Szeg\"o limit theorem.

    Authors: G. Hern&#xe1;ndez-Due&#xf1;as, A. Uribe
    Subjects: Spectral Theory
    Abstract

    Given a representation of the circle group by semiclassical Fourier integral
    operators, we construct an algebra of semiclassical pseudodifferential
    operators that are a quantum analogue of the notion of symplectic cutting of
    Lerman, and we prove an associated Szeg\"o limit theorem.

  125. A gap in the continuous spectrum of a cylindrical waveguide with a periodic perturbation of the surface.

    Authors: G.Cardone, S.A.Nazarov, C.Perugia
    Subjects: Spectral Theory
    Abstract

    It is proved that small periodic singular perturbation of a cylindrical
    waveguide surface may open a gap in the continuous spectrum of the Dirichlet
    problem for the Laplace operator. If the perturbation period is long and the
    caverns in the cylinder are small, the gap certainly opens.

  126. Quadratic pencil of difference equations: Jost solutions, spectrum, and principal vectors.

    Authors: Murat Adivar
    Subjects: Spectral Theory
    Abstract

    In this paper, a quadratic pencil of Schr\"odinger type difference operator
    $L_{\lambda}$ is taken under investigation to give a general perspective on the
    spectral analysis of non-selfadjoint difference equations of second order.
    Introducing Jost-type solutions, structural and quantitative properties of
    spectrum of the operator $L_{\lambda}$ are analyzed and hence, a discrete
    analog of the theory in Degasperis, (\emph{J.Math.Phys}. 11: 551--567, 1970)
    and Bairamov et. al, (\emph{Quaest. Math.} 26: 15--30, 2003) is developed.

  127. An application of the fixed point theorem to the inverse Sturm-Liouville problem.

    Authors: Dmitry Chelkak
    Subjects: Spectral Theory
    Abstract

    We consider Sturm-Liouville operators $-y''+v(x)y$ on $[0,1]$ with Dirichlet
    boundary conditions $y(0)=y(1)=0$. For any $1\le p<\infty$, we give a short
    proof of the characterization theorem for the spectral data corresponding to
    $v\in L^p(0,1)$.

  128. A note on the nonzero spectrum of irreducible matrices.

    Authors: Shmuel Friedland
    Subjects: Spectral Theory
    Abstract

    In this note we extend the necessary and sufficient conditions of
    Boyle-Handleman 1991 and Kim-Ormes-Roush 2000 for a nonzero eigenvalue multiset
    of primitive matrices over $\R_+$ and $\Z_+$, respectively, to irreducible
    matrices.

  129. A local Szeg\"o-type theorem in Toeplitz quantization.

    Authors: Roberto Paoletti
    Subjects: Spectral Theory
    Abstract

    A Szeg\"o-type theorem for Toeplitz operators was proved by Boutet de Monvel
    and Guillemin for general Toeplitz structures. We give a local version of this
    result in the setting of positive line bundles on compact symplectic manifolds.

  130. Absolutely continuous and singular spectral shift functions.

    Authors: Nurulla Azamov
    Subjects: Spectral Theory
    Abstract

    Given a self-adjoint operator H, a self-adjoint trace class operator V and a
    fixed Hilbert-Schmidt operator F with trivial kernel and co-kernel, using
    limiting absorption principle an explicit set of full Lebesgue measure is
    defined such that for all points of this set the wave and the scattering
    matrices can be defined and constructed unambiguously. Many well-known
    properties of the wave and scattering matrices and operators are proved,
    including the stationary formula for the scattering matrix.

  131. Absolutely continuous and singular spectral shift functions.

    Authors: Nurulla Azamov
    Subjects: Spectral Theory
    Abstract

    Given a self-adjoint operator H, a self-adjoint trace class operator V and a
    fixed Hilbert-Schmidt operator F with trivial kernel and co-kernel, using
    limiting absorption principle an explicit set of full Lebesgue measure is
    defined such that for all points of this set the wave and the scattering
    matrices can be defined and constructed unambiguously. Many well-known
    properties of the wave and scattering matrices and operators are proved,
    including the stationary formula for the scattering matrix.

  132. Eigenfunctions at the threshold energies of magnetic Dirac operators.

    Authors: Yoshimi Saito, Tomio Umeda
    Subjects: Spectral Theory
    Abstract

    We propose a simple proof of characterization of the eigenspaces
    corresponding to the eigenvalues $\pm m$ of a supersymmetric Dirac operator
    $H=Q + m\tau$, where $Q$ is a supercharge, $m$ a positive constant, and $\tau$
    the unitary involution. The proof is abstract, but not relevant to the abstract
    Foldy-Wouthuysen transformation.

  133. Eigenfunctions at the threshold energies of magnetic Dirac operators.

    Authors: Yoshimi Saito, Tomio Umeda
    Subjects: Spectral Theory
    Abstract

    We propose a simple proof of characterization of the eigenspaces
    corresponding to the eigenvalues $\pm m$ of a supersymmetric Dirac operator
    $H=Q + m\tau$, where $Q$ is a supercharge, $m$ a positive constant, and $\tau$
    the unitary involution. The proof is abstract, but not relevant to the abstract
    Foldy-Wouthuysen transformation.

  134. On the Bethe-Sommerfeld conjecture for periodic Maxwell operators.

    Authors: Mariya Vorobets
    Subjects: Spectral Theory
    Abstract

    The Bethe-Sommerfeld conjecture states that the spectrum of the stationary
    Schrodinger operator with a periodic potential in dimensions higher than 1 has
    only finitely many gaps. After work done by many authors, it has been proven by
    now in full generality. The similar conjecture in presence of a periodic
    magnetic potential has been proven in dimension 2 only. Another case of a
    significant interest, due to its importance for the photonic crystal theory, is
    of a periodic Maxwell operator, where apparently no results of such kind are
    known.

  135. On the Bethe-Sommerfeld conjecture for periodic Maxwell operators.

    Authors: Mariya Vorobets
    Subjects: Spectral Theory
    Abstract

    The Bethe-Sommerfeld conjecture states that the spectrum of the stationary
    Schrodinger operator with a periodic potential in dimensions higher than 1 has
    only finitely many gaps. After work done by many authors, it has been proven by
    now in full generality. The similar conjecture in presence of a periodic
    magnetic potential has been proven in dimension 2 only. Another case of a
    significant interest, due to its importance for the photonic crystal theory, is
    of a periodic Maxwell operator, where apparently no results of such kind are
    known.

  136. Sharp upper bounds on resonances for perturbations of hyperbolic space.

    Authors: David Borthwick
    Subjects: Spectral Theory
    Abstract

    For certain compactly supported metric and/or potential perturbations of the
    Laplacian on $\mathbb{H}^{n+1}$, we establish an upper bound on the resonance
    counting function with an explicit constant that depends only on the dimension,
    the radius of the unperturbed region in $\mathbb{H}^{n+1}$, and the volume of
    the metric perturbation. This constant is shown to be sharp in the case of
    scattering by a spherical obstacle.

  137. Sharp upper bounds on resonances for perturbations of hyperbolic space.

    Authors: David Borthwick
    Subjects: Spectral Theory
    Abstract

    For certain compactly supported metric and/or potential perturbations of the
    Laplacian on $\mathbb{H}^{n+1}$, we establish an upper bound on the resonance
    counting function with an explicit constant that depends only on the dimension,
    the radius of the unperturbed region in $\mathbb{H}^{n+1}$, and the volume of
    the metric perturbation. This constant is shown to be sharp in the case of
    scattering by a spherical obstacle.

  138. Szego asymptotics for matrix-valued measures with countably many bound states.

    Authors: Rostyslav Kozhan
    Subjects: Spectral Theory
    Abstract

    Let $\mu$ be a matrix-valued measure with the essential spectrum a single
    interval and countably many point masses outside of it. Under the assumption
    that the absolutely continuous part of $\mu$ satisfies Szego's condition and
    the point masses satisfy a Blaschke-type condition, we obtain the asymptotic
    behavior of the orthonormal polynomials on and off the support of the measure.

    The result generalizes the scalar analogue of Peherstorfer-Yuditskii and the
    matrix-valued result of Aptekarev-Nikishin, which handles only a finite number
    of mass points.

  139. Szego asymptotics for matrix-valued measures with countably many bound states.

    Authors: Rostyslav Kozhan
    Subjects: Spectral Theory
    Abstract

    Let $\mu$ be a matrix-valued measure with the essential spectrum a single
    interval and countably many point masses outside of it. Under the assumption
    that the absolutely continuous part of $\mu$ satisfies Szego's condition and
    the point masses satisfy a Blaschke-type condition, we obtain the asymptotic
    behavior of the orthonormal polynomials on and off the support of the measure.

    The result generalizes the scalar analogue of Peherstorfer-Yuditskii and the
    matrix-valued result of Aptekarev-Nikishin, which handles only a finite number
    of mass points.

  140. The localization effect for eigenfunctions of the mixed boundary value problem in a thin cylinder with distorted ends.

    Authors: G. Cardone, T. Durante, S.A. Nazarov
    Subjects: Spectral Theory
    Abstract

    A simple sufficient condition on curved end of a straight cylinder is found
    that provides a localization of the principal eigenfunction of the mixed
    boundary value for the Laplace operator with the Dirichlet conditions on the
    lateral side. Namely, the eigenfunction concentrates in the vicinity of the
    ends and decays exponentially in the interior. Similar effects are observed in
    the Dirichlet and Neumann problems, too.

  141. The localization effect for eigenfunctions of the mixed boundary value problem in a thin cylinder with distorted ends.

    Authors: G. Cardone, T. Durante, S.A. Nazarov
    Subjects: Spectral Theory
    Abstract

    A simple sufficient condition on curved end of a straight cylinder is found
    that provides a localization of the principal eigenfunction of the mixed
    boundary value for the Laplace operator with the Dirichlet conditions on the
    lateral side. Namely, the eigenfunction concentrates in the vicinity of the
    ends and decays exponentially in the interior. Similar effects are observed in
    the Dirichlet and Neumann problems, too.

  142. Inverse scattering on the line for Schr\"odinger operators with Miura potentials, II. Different Riccati representatives.

    Authors: R. O. Hryniv, Ya. V. Mykytyuk, P. A. Perry
    Subjects: Spectral Theory
    Abstract

    This is the second in a series of papers on scattering theory for
    one-dimensional Schr\"odinger operators with Miura potentials admitting a
    Riccati representation of the form $q=u'+u^2$ for some $u\in L^2(R)$. We
    consider potentials for which there exist `left' and `right' Riccati
    representatives with prescribed integrability on half-lines. This class
    includes all Faddeev--Marchenko potentials in $L^1(R,(1+|x|)dx)$ generating
    positive Schr\"odinger operators as well as many distributional potentials with
    Dirac delta-functions and Coulomb-like singularities.

  143. Inverse scattering on the line for Schr\"odinger operators with Miura potentials, II. Different Riccati representatives.

    Authors: R. O. Hryniv, Ya. V. Mykytyuk, P. A. Perry
    Subjects: Spectral Theory
    Abstract

    This is the second in a series of papers on scattering theory for
    one-dimensional Schr\"odinger operators with Miura potentials admitting a
    Riccati representation of the form $q=u'+u^2$ for some $u\in L^2(R)$. We
    consider potentials for which there exist `left' and `right' Riccati
    representatives with prescribed integrability on half-lines. This class
    includes all Faddeev--Marchenko potentials in $L^1(R,(1+|x|)dx)$ generating
    positive Schr\"odinger operators as well as many distributional potentials with
    Dirac delta-functions and Coulomb-like singularities.

  144. Inverse scattering for Schr\"odinger operators with Miura potentials, I. Unique Riccati representatives and ZS-AKNS systems.

    Authors: C. Frayer, R. O. Hryniv, Ya. V. Mykytyuk, P. A. Perry
    Subjects: Spectral Theory
    Abstract

    This is the first in a series of papers on scattering theory for
    one-dimensional Schr\"odinger operators with highly singular potentials $q\in
    H^{-1}(R)$. In this paper, we study Miura potentials $q$ associated to positive
    Schr\"odinger operators that admit a Riccati representation $q=u'+u^2$ for a
    unique $u\in L^1(R)\cap L^2(R)$. Such potentials have a well-defined reflection
    coefficient $r(k)$ that satisfies $|r(k)|<1$ and determines $u$ uniquely. We
    show that the scattering map $S:u\mapsto r$ is real-analytic with real-analytic
    inverse.

  145. Random Sturm Liouville Operators.

    Authors: Rafael del Rio
    Subjects: Spectral Theory
    Abstract

    Selfadjoint Sturm-Liouville operators $H_\omega$ on $L_2(a,b)$ with random
    potentials are considered and it is proven, using positivity conditions, that
    for almost every $\omega$ the operator $H_\omega$ does not share eigenvalues
    with a broad family of random operators and in particular with operators
    generated in the same way as $H_\omega$ but in $L_2(\tilde a,\tilde b)$ where
    $(\tilde a,\tilde b)\subset(a,b)$.

  146. Equivalence of Sobolev inequalities and Lieb-Thirring inequalities.

    Authors: Robert Seiringer, Rupert L. Frank, Elliott H. Lieb
    Subjects: Spectral Theory
    Abstract

    We show that, under very general definitions of a kinetic energy operator
    $T$, the Lieb-Thirring inequalities for sums of eigenvalues of $T-V$ can be
    derived from the Sobolev inequality appropriate to that choice of $T$.

  147. An Improvement to a Berezin-Li-Yau type inequality for the Klein-Gordon Operator.

    Authors: Selma Yildirim Yolcu
    Subjects: Spectral Theory
    Abstract

    In this article we improve a lower bound for $\sum_{j=1}^k\beta_j$ (a
    Berezin-Li-Yau type inequality) in [E. M. Harrell II and S. Yildirim Yolcu,
    Eigenvalue inequalities for Klein-Gordon Operators, J. Funct. Analysis, 256(12)
    (2009) 3977-3995]. Here $\beta_j$ denotes the $j$th eigenvalue of the Klein
    Gordon Hamiltonian $H_{0,\Omega}=|p|$ when restricted to a bounded set
    $\Omega\subset {\mathbb R}^n$. $H_{0,\Omega}$ can also be described as the
    generator of the Cauchy stochastic process with a killing condition on
    $\partial \Omega$. (cf. [R. Banuelos, T.

  148. Exact mathematical models of a unified quantum theory; Expanding and static micro universes.

    Authors: Zoltan Imre Szabo
    Subjects: Spectral Theory
    Abstract

    In this paper such Riemann metrics are established whose Laplace-Beltrami
    operators are identical to familiar Hamilton operators of elementary particle
    systems. Such metrics are the natural positive definite invariant metrics
    defined on two-step nilpotent Lie groups. The corresponding wave and
    Schroedinger operators emerge in the Laplacians of the static resp. solvable
    extensions of these nilpotent groups. The latter manifolds are endowed with
    natural invariant indefinite metric of Lorentz signature.

  149. Exact mathematical models of a unified quantum theory; Expanding and static micro universes.

    Authors: Zoltan Imre Szabo
    Subjects: Spectral Theory
    Abstract

    In this paper such Riemann metrics are established whose Laplace-Beltrami
    operators are identical to familiar Hamilton operators of elementary particle
    systems. Such metrics are the natural positive definite invariant metrics
    defined on two-step nilpotent Lie groups. The corresponding wave and
    Schroedinger operators emerge in the Laplacians of the static resp. solvable
    extensions of these nilpotent groups. The latter manifolds are endowed with
    natural invariant indefinite metric of Lorentz signature.

  150. A Lower Bound for Algebraic Connectivity based on Connection Graph Stability Method.

    Authors: Ali Ajdari Rad, Mahdi Jalili, Martin Hasler
    Subjects: Spectral Theory
    Abstract

    In this paper a tight lower bound for algebraic connectivity of graphs
    (second smallest eigenvalue of the Laplacian matrix of the graph) based on
    connection-graph-stability method is introduced. The connection-graph-stability
    score for each edge is defined as the sum of the length of all the shortest
    paths making use of that edge. We prove that the algebraic connectivity of the
    graph is lower bounded by the size of the graph divided by the maximum
    connection graph stability of the edges.

  151. A Lower Bound for Algebraic Connectivity based on Connection Graph Stability Method.

    Authors: Ali Ajdari Rad, Mahdi Jalili, Martin Hasler
    Subjects: Spectral Theory
    Abstract

    In this paper a tight lower bound for algebraic connectivity of graphs
    (second smallest eigenvalue of the Laplacian matrix of the graph) based on
    connection-graph-stability method is introduced. The connection-graph-stability
    score for each edge is defined as the sum of the length of all the shortest
    paths making use of that edge. We prove that the algebraic connectivity of the
    graph is lower bounded by the size of the graph divided by the maximum
    connection graph stability of the edges.

  152. Patterson--Sullivan distributions for rank one symmetric spaces of the noncompact type.

    Authors: Joachim Hilgert, Michael Schroeder
    Subjects: Spectral Theory
    Abstract

    There is a remarkable relation between two kinds of phase space distributions
    associated to eigenfunctions of the Laplacian of a compact hyperbolic manifold:
    It was observed in \cite{AZ} that for compact hyperbolic surfaces
    $X_{\Gamma}=\Gamma\backslash\mathbb{H}$ Wigner distributions $\int_{S^*
    X_{\Gamma}} a dW_{ir_j} = < Op(a)\phi_{ir_j},\phi_{ir_j}>_{L^2(X_{\Gamma})}$
    and Patterson--Sullivan distributions $PS_{ir_j}$ are asymptotically equivalent
    as $r_j\to\infty$.

  153. Probabilistic Weyl laws for quantized tori.

    Authors: T.J. Christiansen, M. Zworski
    Subjects: Spectral Theory
    Abstract

    For the Toeplitz quantization of complex-valued functions on a
    $2n$-dimensional torus we prove that the expected number of eigenvalues of
    small random perturbations of a quantized observable satisfies a natural Weyl
    law. In numerical experiments the same Weyl law also holds for ``false''
    eigenvalues created by pseudospectral effects.

  154. Probabilistic Weyl laws for quantized tori.

    Authors: T.J. Christiansen, M. Zworski
    Subjects: Spectral Theory
    Abstract

    For the Toeplitz quantization of complex-valued functions on a
    $2n$-dimensional torus we prove that the expected number of eigenvalues of
    small random perturbations of a quantized observable satisfies a natural Weyl
    law. In numerical experiments the same Weyl law also holds for ``false''
    eigenvalues created by pseudospectral effects.

  155. Unitary invariants for Hilbert modules of finite rank.

    Authors: Shibananda Biswas, Gadadhar Misra, Mihai Putinar
    Subjects: Spectral Theory
    Abstract

    A refined notion of curvature for a linear system of Hermitian vector spaces,
    in the sense of Grothendieck, leads to the unitary classification of a large
    class of analytic Hilbert modules. Specifically, we study Hilbert sub-modules,
    for which the localizations are of finite (but not constant) dimension, of an
    analytic function space with a reproducing kernel.

  156. Bounds on the spectrum and reducing subspaces of a J-self-adjoint operator.

    Authors: Sergio Albeverio, Alexander K. Motovilov, Christiane Tretter
    Subjects: Spectral Theory
    Abstract

    Given a self-adjoint involution J on a Hilbert space H, we consider a
    J-self-adjoint operator L=A+V on H where A is a possibly unbounded self-adjoint
    operator commuting with J and V a bounded J-self-adjoint operator
    anti-commuting with J. We establish optimal estimates on the position of the
    spectrum of L with respect to the spectrum of A and we obtain norm bounds on
    the operator angles between maximal uniformly definite reducing subspaces of
    the unperturbed operator A and the perturbed operator L.

  157. Bounds on the spectrum and reducing subspaces of a J-self-adjoint operator.

    Authors: Sergio Albeverio, Alexander K. Motovilov, Christiane Tretter
    Subjects: Spectral Theory
    Abstract

    Given a self-adjoint involution J on a Hilbert space H, we consider a
    J-self-adjoint operator L=A+V on H where A is a possibly unbounded self-adjoint
    operator commuting with J and V a bounded J-self-adjoint operator
    anti-commuting with J. We establish optimal estimates on the position of the
    spectrum of L with respect to the spectrum of A and we obtain norm bounds on
    the operator angles between maximal uniformly definite reducing subspaces of
    the unperturbed operator A and the perturbed operator L.

  158. Solvable models for the Schrodinger operators with $\delta'$-like potentials.

    Authors: Yuriy D. Golovaty, Stepan S. Man&#x27;ko
    Subjects: Spectral Theory
    Abstract

    We turn back to the well known problem of interpretation of the Schrodinger
    operator with the pseudopotential being the first derivative of the Dirac
    function. We show that the problem in its conventional formulation contains
    hidden parameters and the choice of the proper selfadjoint operator is
    ambiguously determined. We study the asymptotic behavior of spectra and
    eigenvectors of the Hamiltonians with increasing smooth potentials perturbed by
    short-range potentials. Appropriate solvable models are constructed and the
    corresponding approximation theorems are proved.

  159. Solvable models for the Schrodinger operators with $\delta'$-like potentials.

    Authors: Yuriy D. Golovaty, Stepan S. Man&#x27;ko
    Subjects: Spectral Theory
    Abstract

    We turn back to the well known problem of interpretation of the Schrodinger
    operator with the pseudopotential being the first derivative of the Dirac
    function. We show that the problem in its conventional formulation contains
    hidden parameters and the choice of the proper selfadjoint operator is
    ambiguously determined. We study the asymptotic behavior of spectra and
    eigenvectors of the Hamiltonians with increasing smooth potentials perturbed by
    short-range potentials. Appropriate solvable models are constructed and the
    corresponding approximation theorems are proved.

  160. Generalized eigenfunctions and spectral theory for strongly local Dirichlet forms.

    Authors: Daniel Lenz, Peter Stollmann, Ivan Veselic
    Subjects: Spectral Theory
    Abstract

    We present an introduction to the framework of strongly local Dirichlet forms
    and discuss connections between the existence of certain generalized
    eigenfunctions and spectral properties within this framework. The range of
    applications is illustrated by a list of examples.

  161. Orbifold Lens Spaces that are Isospectral but not Isometric.

    Authors: Naveed Shamsul Bari
    Subjects: Spectral Theory
    Abstract

    We answer Mark Kacs famous question - can one hear the shape of a drum - in
    the negative for orbifolds that are spherical space forms. This is done by
    extending the techniques developed by A. Ikeda on Lens Spaces to the orbifold
    setting. Several results are proved to show that with certain restrictions on
    the dimensionalities of orbifold Lens spaces we can obtain infinitely many
    pairs of isospectral non-isometric Lens spaces. These results are then
    generalized to show that for any dimension greater than 8 we can have pairs of
    isospectral non-isometric orbifold Lens spaces.

  162. Low Energy Asymptotics of the SSF for Pauli Operators with Nonconstant Magnetic Fields.

    Authors: Georgi D. Raikov
    Subjects: Spectral Theory
    Abstract

    We consider the 3D Pauli operator with nonconstant magnetic field B of
    constant direction, perturbed by a symmetric matrix-valued electric potential V
    whose coefficients decay fast enough at infinity. We investigate the low-energy
    asymptotics of the corresponding spectral shift function. As a corollary, for
    generic negative V, we obtain a generalized Levinson formula, relating the
    low-energy asymptotics of the eigenvalue counting function and of the
    scattering phase of the perturbed operator.

  163. Low Energy Asymptotics of the SSF for Pauli Operators with Nonconstant Magnetic Fields.

    Authors: Georgi D. Raikov
    Subjects: Spectral Theory
    Abstract

    We consider the 3D Pauli operator with nonconstant magnetic field B of
    constant direction, perturbed by a symmetric matrix-valued electric potential V
    whose coefficients decay fast enough at infinity. We investigate the low-energy
    asymptotics of the corresponding spectral shift function. As a corollary, for
    generic negative V, we obtain a generalized Levinson formula, relating the
    low-energy asymptotics of the eigenvalue counting function and of the
    scattering phase of the perturbed operator.

  164. Schrodinger operators and associated hyperbolic pencils.

    Authors: Sergey A. Denisov
    Subjects: Spectral Theory
    Abstract

    For a large class of Schrodinger operators, we introduce the hyperbolic
    quadratic pencils by making the coupling constant dependent on the energy in
    the very special way. For these pencils, many problems of scattering theory are
    easier to study. Then, we give some applications to the original Schrodinger
    operators.

  165. 1--D Schr\"odinger operators with local interactions on a discrete set.

    Authors: Aleksey Kostenko, Mark Malamud
    Subjects: Spectral Theory
    Abstract

    Spectral properties of 1-D Schr\"odinger operators
    $\mathrm{H}_{X,\alpha}:=-\frac{\mathrm{d}^2}{\mathrm{d} x^2} + \sum_{x_{n}\in
    X}\alpha_n\delta(x-x_n)$ with local point interactions on a discrete set
    $X=\{x_n\}_{n=1}^\infty$ are well studied when
    $d_*:=\inf_{n,k\in\N}|x_n-x_k|>0$. Our paper is devoted to the case $d_*=0$. We
    consider $\mathrm{H}_{X,\alpha}$ in the framework of extension theory of
    symmetric operators by applying the technique of boundary triplets and the
    corresponding Weyl functions.

  166. Localized Modes of the Linear Periodic Schr\"{o}dinger Operator with a Nonlocal Perturbation.

    Authors: Tom&#xe1;&#x161; Dohnal, Michael Plum, Wolfgang Reichel
    Subjects: Spectral Theory
    Abstract

    We consider the existence of localized modes corresponding to eigenvalues of
    the periodic Schr\"{o}dinger operator $-\partial_x^2+ V(x)$ with an interface.
    The interface is modeled by a jump either in the value or the derivative of
    $V(x)$ and, in general, does not correspond to a localized perturbation of the
    perfectly periodic operator. The periodic potentials on each side of the
    interface can, moreover, be different. As we show, eigenvalues can only occur
    in spectral gaps.

  167. Eigenvalue Statistics of One-Face Maps.

    Authors: E. M. McNicholas
    Subjects: Spectral Theory
    Abstract

    We examine the adjacency matrices of three-regular graphs representing
    one-face maps. Numerical studies reveal that the limiting eigenvalue statistics
    of these matrices are the same as those of much larger, and more widely studied
    classes from Random Matrix Theory.

  168. The Schr\"odinger operator with Morse potential on the right half line.

    Authors: Jeffrey C Lagarias
    Subjects: Spectral Theory
    Abstract

    This paper studies the Schr\"odinger operator with Morse potential on a right
    half line [u, \infty) and determines the Weyl asymptotics of eigenvalues for
    constant boundary conditions. It obtains information on zeros of the Whittaker
    function $W_{\kappa, \mu}(x)$ for fixed real parameters $\kappa, x$, with x
    positive, viewed as an entire function of the complex variable $\mu$. In this
    case all zeros lie on the imaginary axis, with the exception, if $k<0$, of a
    finite number of real zeros.

  169. On the discrete spectrum of non-selfadjoint operators.

    Authors: Michael Demuth, Marcel Hansmann, Guy Katriel
    Subjects: Spectral Theory
    Abstract

    We prove quantitative bounds on the eigenvalues of non-selfadjoint unbounded
    operators obtained from selfadjoint operators by a perturbation that is
    relatively-Schatten. These bounds are applied to obtain new results on the
    distribution of eigenvalues of Schroedinger operators with complex potentials.

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