In this paper we develop tools to study families of non-selfadjoint operators
$L(\varphi), \varphi \in P$, characterized by the property that the spectrum of
$L(\varphi)$ is (partially) simple. As a case study we consider the
Zakharov-Shabat operators $L(\varphi)$ appearing in the Lax pair of the
focusing NLS on the circle. The main result says that the set of potentials
$\varphi $ of Sobolev class $H^N, N \geq 0$, so that all small eigenvalues of
$L(\varphi)$ are simple, is path connected and dense.
We prove estimates for the variation of the eigenvalues of uniformly elliptic
operators with homogeneous Dirichlet or Neumann boundary conditions upon
variation of the open set on which an operator is defined. We consider
operators of arbitrary even order and open sets admitting arbitrary strong
degeneration. The main estimate is expressed via a natural and easily
computable distance between open sets with continuous boundaries.
We study the inverse spectral problem of reconstructing energy-dependent
Sturm-Liouville equations from their Dirichlet spectra and sequences of the
norming constants. For the class of problems under consideration, we give a
complete description of the corresponding spectral data, suggest a
reconstruction algorithm, and establish uniqueness of reconstruction. The
approach is based on connection between spectral problems for energy-dependent
Sturm-Liouville equations and for Dirac operators of special form.
The paper presents estimates for the number of negative eigenvalues of a
two-dimensional Schr\"odinger operator in terms of $L\log L$ type Orlicz norms
of the potential and proves a conjecture by N.N. Khuri, A. Martin and T.T. Wu.
It is well known that the standard projection methods allow one to recover
the whole spectrum of a bounded self-adjoint operator but they often lead to
spectral pollution, i.e. to spurious eigenvalues lying in the gaps of the
essential spectrum. Methods using second order relative spectra are free from
this problem, but they have not been proven to approximate the whole spectrum.
L. Boulton (2006, 2007) has shown that second order relative spectra
approximate all isolated eigenvalues of finite multiplicity.
We consider a discrete Schroedinger operator whose potential is the sum of a
Wigner-von Neumann term and a summable term. The essential spectrum of this
operator equals to the interval [-2,2]. Inside this interval, there are two
critical points where eigenvalues may be situated. We prove that, generically,
the spectral density of the operator has zeroes of the power type at these
points.
Let X be a compact Riemannian manifold of dimension two or three and let P be
a point of X. We derive comparison formulas relating the zeta-regularized
determinant of an arbitrary self-adjoint extension of (symmetric) Laplace
operator with domain, consisting of smooth functions with compact supports
which does not contain P, to the zeta-regularized determinant of the
self-adjoint Laplacian on X.
We deal with operators in $\mathbb{R}^n$ of the form $$\mathbf{A}=-{1\over
\mathbf{b}(x)}\sum\limits_{k=1}^n\ds{\partial\over\partial
x_k}(\mathbf{a}(x){\partial \over\partial x_k})$$ where
$\mathbf{a}(x),\mathbf{b}(x)$ are positive, bounded and periodic functions. We
denote by $\mathbf{L}_{\mathrm{per}}$ the set of such operators.
Let $\Lambda$ be a subgroup of an arithmetic lattice in SO(n+1,1). The
quotient $\mathbb{H}^{n+1} / \Lambda$ has a natural family of congruence covers
corresponding to primes in some ring of integers. We establish a super-strong
approximation result for Zariski-dense $\Lambda$ with some additional
regularity and thickness properties. Concretely, this asserts a quantitative
spectral gap for the Laplacian operators on the congruence covers. This
generalizes results of Sarnak and Xue (1991) and Gamburd (2002).
We characterize the Besov spaces associated to the Gelfand pairs on the
Heisenberg group. The characterization is given in terms of bandlimited wavelet
coefficients where the bandlimitedness is introduced using spherical Fourier
transform. To obtain these results we develop an approach to the
characterization of Besov spaces in abstract Hilbert spaces through compactly
supported admissible functions.
In this paper, we mainly focus on how to generalize some conclusions from
\emph{nonnegative irreducible tensors} to \emph{nonnegative weakly irreducible
tensors}. To do so, a basic lemma as Lemma 3.1 of \cite{s11} is proven using
new tools. First, we define the stochastic tensor. Then we show that every
nonnegative weakly irreducible tensor with spectral radius be 1 is diagonally
similar to a unique weakly irreducible stochastic tensor. Based on it, we prove
some important lemmas, which help us to generalize the results.
We provide a detailed description of the model Hilbert space $L^2(\bbR;
d\Sigma; \cK)$, were $\cK$ represents a complex, separable Hilbert space, and
$\Sigma$ denotes a bounded operator-valued measure. In particular, we show that
several alternative approaches to such a construction in the literature are
equivalent.
These spaces are of fundamental importance in the context of perturbation
theory of self-adjoint extensions of symmetric operators, and the spectral
theory of ordinary differential operators with operator-valued coefficients.
We obtain pointwise lower bounds for heat kernels of higher order
differential operators with Dirichlet boundary conditions on bounded domains in
$\R^N$. The bounds exhibit explicitly the nature of the spatial decay of the
heat kernel close to the boundary. We make no smoothness assumptions on our
operator coefficients which we assume only to be bounded and measurable.
We provide a proof of the conjecture formulated in \cite{Jak97,JNT01} which
states that on a $n$-dimensional flat torus $\T^{n}$, the Fourier transform of
squares of the eigenfunctions $|\phi_\lambda|^2$ of the Laplacian have uniform
$l^n$ bounds that do not depend on the eigenvalue $\lambda$. The proof is a
generalization of the argument by Jakobson, {\it et al}. for the lower
dimensional cases. These results imply uniform bounds for semiclassical limits
on $\TT^{n+2}$.
The joint spectral radius of a bounded set of d times d real or complex
matrices is defined to be the maximum exponential rate of growth of products of
matrices drawn from that set. Under quite mild conditions such a set of
matrices admits an associated vector norm, called a Barabanov norm, which can
be used to characterise those sequences of matrices which achieve this maximum
rate of exponential growth. In this note we continue an earlier investigation
into the problem of determining when the Barabanov norm associated to such a
set of matrices is unique.
The joint spectral radius of a bounded set of d times d real or complex
matrices is defined to be the maximum exponential rate of growth of products of
matrices drawn from that set. A set of matrices is said to satisfy the
finiteness property if this maximum rate of growth occurs along a periodic
infinite sequence. In this note we give some sufficient conditions for a finite
set of matrices to satisfy the finiteness property in terms of its rank one
elements.
We study the direct and inverse spectral problems for semiclassical operators
of the form $S = S_0 +\h^2V$, where $S_0 = \frac 12 \Bigl(-\h^2\Delta_{\bbR^n}
+ |x|^2\Bigr)$ is the harmonic oscillator and $V:\bbR^n\to\bbR$ is a tempered
smooth function. We show that the spectrum of $S$ forms eigenvalue clusters as
$\h$ tends to zero, and compute the first two associated "band invariants". We
derive several inverse spectral results for $V$, under various assumptions.
In this survey we review positive inverse spectral and inverse resonant
results for the following kinds of problems: Laplacians on bounded domains,
Laplace-Beltrami operators on compact manifolds, Schr\"odinger operators,
Laplacians on exterior domains, and Laplacians on manifolds which are
hyperbolic near infinity.
We consider one-dimensional Schroedinger-type operators in a bounded interval
with non-self-adjoint Robin-type boundary conditions. It is well known that
such operators are generically conjugate to normal operators via a similarity
transformation. Motivated by recent interests in quasi-Hermitian Hamiltonians
in quantum mechanics, we study properties of the transformations in detail. We
show that they can be expressed as the sum of the identity and an integral
Hilbert-Schmidt operator.
We consider perturbations of Dirac type operators on complete, connected
metric spaces equipped with a doubling measure. Under a suitable set of
assumptions, we prove quadratic estimates for such operators and hence deduce
that these operators have a bounded functional calculus. In particular, we
deduce a Kato square root type estimate.
In this paper we study a semiclassical heat trace expansion for perturbations
of the harmonic oscillator, by adapting to the semiclassical setting techniques
developed by Hitrik and Polterovich in [HP]. We use the expansion to obtain
certain inverse spectral results.
We consider the Schr{\"o}dinger operator $-\Delta +V(x)$ in $L^2({\bf R}^3)$
with a real short-range (integrable) potential $V$. Using the associated
Fredholm determinant, we present new trace formulas, in particular, the ones in
terms of resonances and eigenvalues only. We also derive expressions of the
Dirichlet integral, and the scattering phase. The proof is based on the change
of view points for the above mentioned problems from the operator theory to the
complex analytic (entire) function theory.
We consider the Schr\"odinger operator $Hy=-y"+(p+q)y$ with a periodic
potential $p$ plus a compactly supported potential $q$ on the real line. The
spectrum of $H$ consists of an absolutely continuous part plus a finite number
of simple eigenvalues below the spectrum and in each spectral gap $\g_n\ne \es,
n\ge1$.
For convex co-compact hyperbolic manifolds $\Gamma\backslash
\mathbb{H}^{n+1}$ for which the dimension of the limit set satisfies
$\delta_\Gamma< n/2$, we show that the high-frequency Eisenstein series
associated to a point $\xi$ "at infinity" concentrate microlocally on a measure
supported by (the closure of) the set of points in the unit cotangent bundle
corresponding to geodesics ending at $\xi$. The average in $\xi$ of these limit
measures equidistributes towards the Liouville measure.
In this paper we develop and apply methods for the spectral analysis of
non-self-adjoint tridiagonal infinite and finite random matrices, and for the
spectral analysis of analogous deterministic matrices which are pseudo-ergodic
in the sense of E.B.Davies (Commun. Math. Phys. 216 (2001), 687-704). As a
major application to illustrate our methods we focus on the "hopping sign
model" introduced by J.Feinberg and A.Zee (Phys. Rev.
We introduce the spectral points of two-sided positive type of bounded normal
operators in Krein spaces. It is shown that a normal operator has a local
spectral function on sets which are of two-sided positive type. In addition, we
prove that the Riesz-Dunford spectral subspace corresponding to a spectral set
which is only of positive type is uniformly positive. The restriction of the
operator to this subspace is then normal in a Hilbert space.
We consider a family of operators $-\Delta+ t V$ with a slowly decaying and
oscillating potential $V$. We prove that the absolutely continuous spectrum of
this operator is essentially supported by $[0,\infty)$ for almost every $t$.
We consider a linear finite spring mass system which is perturbed by
modifying one mass and adding one spring. From knowledge of the natural
frequencies of the original and the perturbed systems we study when masses and
springs can be reconstructed. This is a problem about rank two or rank three
type perturbations of finite Jacobi matrices where we are able to describe
quite explicitly the associated Green's functions. We give necessary and
sufficient conditions for two given sets of points to be eigenvalues of the
original and modified system respectively.
This is a sequel of a recent article by Borichev-Golinskii-Kupin, where the
authors obtain Blaschke-type conditions for special classes of analytic
functions in the unit disk which satisfy certain growth hypotheses. These
results were applied to get Lieb-Thirring inequalities for complex compact
perturbations of a selfadjoint operator with a simply connected resolvent set.
Let -\Delta denote the Dirichlet Laplace operator on a bounded open set in
\mathbb{R}^d. We study the sum of the negative eigenvalues of the operator -h^2
\Delta - 1 in the semiclassical limit h \to 0+. We give a new proof that yields
not only the first term of the asymptotic formula but also the second term
involving the surface area of the boundary of the set. The proof is valid under
weak smoothness assumptions on the boundary.
We consider the fractional Laplacian on a domain and investigate the
asymptotic behavior of its eigenvalues. Extending methods from semi-classical
analysis we are able to prove a two-term formula for the sum of eigenvalues
with the leading (Weyl) term given by the volume and the subleading term by the
surface area. Our result is valid under very weak assumptions on the regularity
of the boundary.
We give a comprehensive treatment of Sturm-Liouville operators with
measure-valued coefficients including, a full discussion of self-adjoint
extensions and boundary conditions, resolvents, and Weyl-Titchmarsh theory. We
avoid previous technical restrictions and, at the same time, extend all results
to a larger class of operators. Our operators include classical Sturm-Liouville
operators, Lax operators arising in the treatment of the Camassa-Holm equation,
Jacobi operators, and Sturm-Liouville operators on time scales as special
cases.
We study Laplace operators on infinite networks $(G,c)$, and their
self-adjoint extensions. We consider the Laplacian $\Delta$ as on operator on
$\ell^2(G)$ and as an operator on the Hilbert space $\mathcal{H}_\mathcal{E}$
of finite energy functions on $G$, focusing on the case when $\Delta$ is
unbounded. It is known that $\Delta$ is essentially self-adjoint on its natural
domain in $\ell^2(G)$, but that it is \emph{not} essentially self-adjoint on
its natural domain in $\mathcal{H}_\mathcal{E}$.
We compare two C*-algebras that have been used to study the essential
spectrum. This is done by considering a simple second order elliptic
differential operator acting in L^2(R^N), which is affiliated with one or both
of the algebras depending on the behaviour of the coefficients.
We study spectral properties of the Laplace-Beltrami operator on
asymptotically hyperbolic manifolds and their applications to inverse
scattering. We deal with the general short-range perturbation of the metric.
The main part of the monograph deals with the direct problem, namely, (1)
Location of the essential spectrum. (2) Absence of eigenvalues embedded in the
continuous spectrum. (3) Discreteness of embedded eigenvalues in the continuous
spectrum when all the ends are cusps. (4) Limiting absorption principle for the
resolvent and the absolute continuity of the continuous spectrum.
We study the spectral characteristics of networks that represent the IP layer
connectivity of communication systems as measured and documented by previous
researchers. Our goal is to understand the behavior of these networks as
truncated samples of infinite graphs. As such, the existence of a spectral gap
and positive Cheeger constant in the extrapolated infinite variety would
provide insight into their basic geometry.
We prove that the inverse spectral mapping reconstructing the square
integrable potentials on [0,1] of Dirac operators in the AKNS form from their
spectral data (two spectra or one spectrum and the corresponding norming
constants) is analytic and uniformly stable in a certain sense.
We study the distribution of eigenvalues for non-selfadjoint perturbations of
selfadjoint semiclassical analytic pseudodifferential operators in dimension
two, assuming that the classical flow of the unperturbed part is completely
integrable. An asymptotic formula of Weyl type for the number of eigenvalues in
a spectral band, bounded from above and from below by levels corresponding to
Diophantine invariant Lagrangian tori, is established.
We prove that the potential of a Sturm--Liouville operator depends
analytically and Lipschitz continuously on the spectral data (two spectra or
one spectrum and the corresponding norming constants). We treat the class of
operators with real-valued distributional potentials in the Sobolev class
W^{s-1}_2(0,1), s\in[0,1].
We study discrete Schroedinger operators with trigonometric potentials. In
particular, we are interested in the connection between the absolutely
continuous spectrum in the almost periodic case and the spectra in the periodic
case. We prove a weak form of a precise conjecture relating the two.
We also bound the measure of the spectrum in the periodic case in terms of
the Lyapunov exponent in the almost periodic case.
Following the work of Marzuola & Simpson, we prove the absence of embedded
eigenvalues for a collection of nonlinear Schr\"odinger equations, including
some one and three dimensional supercritical equations, and the three
dimensional cubic-quintic equation.
The proof is computer assisted as it depends on the sign of certain inner
products which do not readily admit analytic representations. Our source code
is available for verification at
this http URL
We prove that the spectral radius of even order nonnegative irreducible
tensors is real geometrically simple. In the case when the order of the tensor
is odd, or in the complex field, some conditions are given to guarantee the
geometric simplicity of the spectral radius.
The purpose of this paper is to give some refined results about the
distribution of resonances in potential scattering. We use techniques and
results from one and several complex variables, including properties of
functions of completely regular growth. This enables us to find asymptotics for
the distribution of resonances in sectors for certain potentials and for
certain families of potentials.
We consider Toeplitz operators in different Bergman type spaces, having
radial symbols with variable sign. We show that if the symbol has compact
support or decays rapidly, the eigenvalues of such operators cannot decay too
fast, essentially faster than for a sign-definite symbol with the same kind. On
the other hand, if the symbol decays not sufficiently rapidly, the eigenvalues
of the corresponding operator may decay faster than for the operator
corresponding to the absolute value of the symbol.
We explain an array of basic functional analysis puzzles on the way to
general spectral flow formulae and indicate a direction of future topological
research for dealing with these puzzles.
We give a geometric proof of spectral stability of travelling kink wave
solutions to the sine-Gordon equation. For a travelling kink wave solution of
speed $c \neq \pm 1$, the wave is spectrally stable. The proof uses the Maslov
index as a means for determining the lack of real eigenvalues. Ricatti
equations and further geometric considerations are also used in establishing
stability.
A Berezin-Li-Yau type inequality for $(-\Delta)^{\alpha/2}|_{\Omega},$ the
fractional Laplacian operators restriced to a bounded domain $\Omega\subset
\mathbb{R}^d$ for $\alpha\in(0,2],$ $d\ge 2,$ has not been known so far. First
we positively answer this question. Second, we provide an improvement to this
inequality consistent with the work in \cite{Melas,Selma} by using a pure
analytical approach.
We present a method for the explicit diagonalization of some Hankel
operators. This method allows us to recover classical results on the
diagonalization of Hankel operators with the absolutely continuous spectrum. It
leads also to new results. Our approach relies on the commutation of a Hankel
operator with some differential operator of second order.
We obtain two-sided bounds on kinetic and potential energies of a bound state
of a quantum particle in the semiclassical limit, as the Planck constant
$\hbar\ri 0$.
Proofs of these results rely on the generalized virial theorem obtained in
the paper as well as on a decay of eigenfunctions in the classically forbidden
region.
Extremal spectral properties of the Lawson tori are studied. A Lawson torus
carries an extremal metric for some eigenvalue $\lambda_j$ of the
Laplace-Beltrami operator. We prove that the metric on a Lawson torus
$\tau_{m,k}$ is extremal for $j=2([\sqrt{m^2+k^2}]+m+k)-1.$
We prove spectral and dynamical localization for Anderson models on locally
finite graphs using the fractional moment method. Our theorems extend earlier
results on localization for the Anderson model on $\ZZ^d$. We establish
geometric assumptions for the underlying graph such that localization can be
proven in the case of sufficiently large disorder. All results are given with
full proofs.
We consider 2-dimensional Schr\"odinger or generalized Schr\"odinger-Pauli
operators with the non-degenerating magnetic field in the open domain under
certain non-degeneracy assumptions we derive pointwise spectral asymptotics.
We also consider asymptotics of some related expressions (see below). For all
asymptotics loops rather than periodic trajectories play important role.
In this paper we continue our study of the Laplacian on manifolds with axial
analytic asymptotically cylindrical ends initiated in~arXiv:1003.2538. By using
the complex scaling method and the Phragm\'{e}n-Lindel\"{o}f principle we prove
exponential decay of the eigenfunctions corresponding to the non-threshold
eigenvalues of the Laplacian on functions. In the case of a manifold with
(non-compact) boundary it is either the Dirichlet Laplacian or the Neumann
Laplacian.
We study operators of Kramers-Fokker-Planck type in the semiclassical limit,
assuming that the exponent of the associated Maxwellian is a Morse function
with a finite number $n_0$ of local minima. Under suitable additional
assumptions, we show that the first $n_0$ eigenvalues are real and
exponentially small, and establish the complete semiclassical asymptotics for
these eigenvalues.
We develop Weyl-Titchmarsh theory for Schroedinger operators with strongly
singular potentials such as perturbed spherical Schroedinger operators (also
known as Bessel operators). It is known that in such situations one can still
define a corresponding singular Weyl m-function and it was recently shown that
there is also an associated spectral transformation. Here we will give a
general criterion when the singular Weyl function can be analytically extended
to the upper half plane.
We consider weighted graphs, we equip them with a metric structure given by a
weighted distance, and we discuss essential self-adjointness for weighted graph
Laplacians and Schr\"odinger operators in the metrically non complete case.
We establish a sharp geometric constant for the upper bound on the resonance
counting function for surfaces with hyperbolic ends. An arbitrary metric is
allowed within some compact core, and the ends may be of hyperbolic planar,
funnel, or cusp type. The constant in the upper bound depends only on the
volume of the core and the length parameters associated to the funnel or
hyperbolic planar ends.
We describe some aspects of spectral theory that involve algebraic
considerations but need no analysis. Some of the important applications of the
results are to the algebra of $n\times n$ matrices with entries that are
polynomials or more general analytic functions.
We report on recent results on the spectral statistics of the discrete
Anderson model in the localized phase. Our results show, in particular, that,
for the discrete Anderson Hamiltonian with smoothly distributed random
potential at sufficiently large coupling, the limit of the level spacing
distribution is that of i.i.d. random variables distributed according to the
density of states of the random Hamiltonian. This text is a contribution to the
proceedings of the conference "Spectra of Random Operators and Related Topics"
held at Kyoto University, 02-04/12/09 organized by N. Minami and N.
A version of the Davis-Kahan Tan $2\Theta$ theorem [SIAM J. Numer. Anal.
\textbf{7} (1970), 1 -- 46] for not necessarily semibounded linear operators
defined by quadratic forms is proven. This theorem generalizes a recent result
by Motovilov and Selin [Integr. Equat. Oper. Theory \textbf{56} (2006), 511 --
542].
This paper studies eigenvalues of some Steklov problems. Among other things,
we show the following sharp estimtes. Let $\Omega$ be a bounded smooth domain
in an $n(\geq 2)$-dimensional Hadamard manifold an let $0=\lambda_0 <
\lambda_1\leq \lambda_2\leq ... $ denote the eigenvalues of the Steklov
problem: $\Delta u=0$ in $\Omega$ and $(\partial u)/(\partial \nu)=\lambda u$
on $\partial \Omega$. Then $\sum_{i=1}^{n} \lambda^{-1}_i \geq
(n^2|\Omega|)/(|\partial\Omega|) $ with equality holding if and only if
$\Omega$ is isometric to an $n$-dimensional Euclidean ball.
We show that a if a Riemannian manifold admits a universal cover with bounded
geometry and if 0 does not belong to the spectrum or is an isolated point in
the spectrum of the Laplacian on $\ell$-forms, then there exists $1<p<2$ such
that for all $p<r<p^{\prime}$ the Hodge - de Rham decomposition for
$L^{r}$-forms holds ($p^{\prime}$ denotes the conjugate of $p$).
Suppose that $(X, g)$ is a conformally compact $(n+1)$-dimensional manifold
that is hyperbolic at infinity in the sense that outside of a compact set $K
\subset X$ the sectional curvatures of $g$ are identically equal to minus one.
We prove that the counting function for the resolvent resonances has maximal
order of growth $(n+1)$ generically for such manifolds.
We provide leading order asymptotics for the size of the gap in the zeros
around 1 of paraothogonal polynomials on the unit circle whose Verblunsky
coefficients satisfy a slow decay condition and are inside the interval (-1,0).
We also include related results that impose less restrictive conditions on the
Verblunsky coefficients.
We study the isoresonance problem on non-compact surfaces of finite area that
are hyperbolic outside a compact set. Inverse resonance problems correspond to
inverse spectral problems in the non-compact setting. We consider a conformal
class of surfaces with hyperbolic cusps where the deformation takes place
inside a fixed compact set. Inside this compactly supported conformal class we
consider isoresonant metrics, i.e. metrics for which the set of resonances is
the same, including multiplicities. We prove that sets of isoresonant metrics
inside the conformal class are sequentially compact.
In this note we consider a Landau Hamiltonian perturbed by a random magnetic
potential of Anderson type. For a given number of bands, we prove the existence
of both strongly localized states at the edges of the spectrum and dynamical
delocalization near the center of the bands in the sense that wave packets
travel at least at a given minimum speed. We provide explicit examples of
magnetic perturbations that split the Landau levels into full intervals of
spectrum.
We investigate the edge conductance of particles submitted to an Iwatsuka
magnetic field, playing the role of a purely magnetic barrier. We also consider
magnetic guides generated by generalized Iwatsuka potentials. In both cases we
prove quantization of the edge conductance. Next, we consider magnetic
perturbations of such magnetic barriers or guides, and prove stability of the
quantized value of the edge conductance. Further, we establish a sum rule for
edge conductances. Regularization within the context of disordered systems is
discussed as well.
We show that the absolute values of non-positive eigenvalues of Schr\"odinger
operators with complex potentials can be bounded in terms of L_p-norms of the
potential. This extends an inequality of Abramov, Aslanyan, and Davies to
higher dimensions and proves a conjecture by Laptev and Safronov. Our main
ingredient are the uniform Sobolev inequalities of Kenig, Ruiz, and Sogge.
We consider the "weighted" operator $P_k=-\partial_x a(x)\partial_x$ on the
line with a step-like coefficient which appears when propagation of waves
thorough a finite slab of a periodic medium is studied. The medium is
transparent at certain resonant frequencies which are related to the complex
resonance spectrum of $P_k.$ If the coefficient is periodic on a finite
interval (locally periodic) with $k$ identical cells then the resonance
spectrum of $P_k$ has band structure. In the present paper we study a
transition to semi-infinite medium by taking the limit $k\to \infty.$
We consider the operator associated to a random walk on finite volume
surfaces with hyperbolic cusps. We study the spectral gap (upper and lower
bound) associated to this operator and deduce some rate of convergence of the
iterated kernel towards its stationary distribution.
We consider the periodic Jacobi operator $J$ with finitely supported
perturbations on $\ell^2(\N)$ subject to Dirichlet boundary condition at $n=0$.
We classify all states of $J$ and give their properties. We solve the inverse
resonance problem
(including characterization): we prove that mapping from real perturbations
to the associated regularized Jost functions is one-to-one and onto.
Relying on the known two-term asymptotic formula for the trace of the
function $f(A)$ of a Wiener-Hopf type operator $A$ in dimension one, in 1982 H.
Widom conjectured a multi-dimensional generalization of that formula for a
pseudo-differential operator $A$ with a symbol $a(\bx, \bxi)$ having jump
discontinuities in both variables.
We discuss recent results on spectral properties of discrete alloy-type
random Schr\"odinger operators. They concern Wegner estimates and bounds on the
fractional moments of the Green's function.
We prove bounds of the form $\sum_{e\in I\cap\sigma_\di (H)} \dist
(e,\sigma_\e (H))^{1/2} \leq L^1$-norm of a perturbation, where $I$ is a gap.
Included are gaps in continuum one-dimensional periodic Schr\"odinger operators
and finite gap Jacobi matrices where we get a generalized Nevai conjecture
about an $L^1$ condition implying a Szeg\H{o} condition. One key is a general
new form of the Birman--Schwinger bound in gaps.
We consider discrete Schroedinger operator J with Wigner-von Neumann
potential not belonging to l^2. We find asymptotics of orthonormal polynomials
associated to J. We prove the Weyl-Titchmarsh type formula, which relates the
spectral density of J to a coefficient in asymptotics of orthonormal
polynomials.
We exhibit limit-periodic Schr\"odinger operators that are uniformly
localized in the strongest sense possible. That is, for these operators there
are uniform exponential decay rates such that every element of the hull has a
complete set of eigenvectors that decay exponentially off their centers of
localization at least as fast as prescribed by the uniform decay rate.
Consequently, these operators exhibit uniform dynamical localization.
We develop relative oscillation theory for one-dimensional Dirac operators
which, rather than measuring the spectrum of one single operator, measures the
difference between the spectra of two different operators. This is done by
replacing zeros of solutions of one operator by weighted zeros of Wronskians of
solutions of two different operators.
We consider the resonances of a quantum graph $\mathcal G$ that consists of a
compact part with one or more infinite leads attached to it. We discuss the
leading term of the asymptotics of the number of resonances of $\mathcal G$ in
a disc of a large radius. We call $\mathcal G$ a \emph{Weyl graph} if the
coefficient in front of this leading term coincides with the volume of the
compact part of $\mathcal G$. We give an explicit topological criterion for a
graph to be Weyl.
The gap function on the space of compact Riemannian manifolds with boundary
is defined as the difference of the first two Dirichlet eigenvalues, where the
Riemannian metric is rescaled so that the diameter of the manifold is 1.
Estimating the gap function is known as the {\it gap problem}. Our main theorem
reduces the gap problem for domains in $\R^n$ to a certain Neumann problem in
$\R^{n+1}$. The infinitesimal version of this is related to Bakry-\'Emery
geometry; our second theorem embeds the Dirichlet gap problem into a certain
Bakry-\'Emery Neumann problem.
This text is a slightly expanded version of my 6 hour mini-course at the
PDE-meeting in \'Evian-les-Bains in June 2009. The first part gives some old
and recent results on non-self-adjoint differential operators. The second part
is devoted to recent results about Weyl distribution of eigenvalues of elliptic
operators with small random perturbations.
We consider the zigzag half-nanotubes
(tight-binding approximation) in a uniform magnetic field which is described
by the magnetic Schr\"odinger operator with a periodic potential plus a
finitely supported perturbation.
We describe all eigenvalues and resonances of this operator, and theirs
dependence on the magnetic field.
The proof is reduced to the analysis of the periodic Jacobi operators on the
half-line with finitely supported perturbations.
The Anderson Hamiltonian $H_0=-\Delta+V(x,\omega)$ is considered, where $V$
is a random potential of Bernoulli type. The operator $H_0$ is perturbed by a
non-random, continuous potential $-w(x) \leq 0$, decaying at infinity. It will
be shown that the borderline between finitely, and infinitely many negative
eigenvalues of the perturbed operator, is achieved with a decay of
$O(\ln^{-2/d} |x|)$.
A $n\times n$ matrix $A$, which has a certain sign-symmetric structure
($J$--sign-symmetric), is studied in this paper. It is shown that such a matrix
is similar to a nonnegative matrix. The existence of the second in modulus
positive eigenvalue $\lambda_2$ of a $J$--sign-symmetric matrix $A$, or an odd
number $k$ of simple eigenvalues, which coincide with the $k$-th roots of
$\rho(A)^k$, is proved under the additional condition that its second compound
matrix is also $J$--sign-symmetric.
For geometrically finite hyperbolic manifolds $\Gamma\backslash H^{n+1}$, we
prove the meromorphic extension of the resolvent of Laplacian, Poincar\'e
series, Einsenstein series and scattering operator to the whole complex plane.
We also deduce the asymptotics of lattice points of $\Gamma$ in large balls of
$H^{n+1}$ in terms of the Hausdorff dimension of the limit set of $\Gamma$.
We study the connection of the existence of solutions with certain properties
and the spectrum of operators in the framework of regular Dirichlet forms on
infinite graphs.
We provide a systematic study of boundary data maps, that is, 2 \times 2
matrix-valued Dirichlet-to-Neumann and more generally, Robin-to-Robin maps,
associated with one-dimensional Schrodinger operators on a compact interval
[0,R] with separated boundary conditions at 0 and R. Most of our results are
formulated in the non-self-adjoint context.
Relations between half- and full-lattice CMV operators with scalar- and
matrix-valued Verblunsky coefficients are investigated. In particular, the
decoupling of full-lattice CMV operators into a direct sum of two half-lattice
CMV operators by a perturbation of minimal rank is studied. Contrary to the
Jacobi case, decoupling a full-lattice CMV matrix by changing one of the
Verblunsky coefficients results in a perturbation of twice the minimal rank.
The explicit form for the minimal rank perturbation and the resulting two
half-lattice CMV matrices are obtained.
We prove local and global versions of Borg-Marchenko-type uniqueness theorems
for half-lattice and full-lattice CMV operators (CMV for Cantero, Moral, and
Velazquez) with matrix-valued Verblunsky coefficients. While our half-lattice
results are formulated in terms of matrix-valued Weyl-Titchmarsh functions, our
full-lattice results involve the diagonal and main off-diagonal Green's
matrices.
We survey Barry Simon's principal contributions to the field of inverse
spectral theory in connection with one-dimensional Schrodinger and Jacobi
operators.
We consider Dirichlet-to-Neumann maps associated with (not necessarily
self-adjoint) Schrodinger operators in $L^2(\Omega; d^n x)$, $n=2,3$, where
$\Omega$ is an open set with a compact, nonempty boundary satisfying certain
regularity conditions.
We consider Dirichlet-to-Neumann maps associated with (not necessarily
self-adjoint) Schrodinger operators describing nonlocal interactions in
$L^2(\Omega; d^n x)$, $n\geq 2$, where $\Omega$ is an open set with a compact,
nonempty boundary satisfying certain regularity conditions. As an application
we describe a reduction of a certain ratio of Fredholm perturbation
determinants associated with operators in $L^2(\Omega; d^n x)$ to Fredholm
perturbation determinants associated with operators in $L^2(\partial\Omega;
d^{n-1}\sigma)$.
In the first part of the paper we consider the Schr\"odinger operator $
-\Delta-V(x),\quad V>0. $ We discuss the relation between the behavior of $V$
at the infinity and the properties of the negative spectrum of $H$. After that,
we consider the case when $V$ changes its sign: $ V=V_+-V_-$, $2V_\pm=|V|\pm V.
$ In this case, we treat $V$ and $-V$ symmetrically and study the relation
between the behavior of $V$ at the infinity and the negative spectra of the
operators $H_+=-\Delta+V$ and $H_-=-\Delta-V$.
We study a semiclassical inverse spectral problem based on the spectral
asymptotics of arXiv:math/0502032, which apply to small non-selfadjoint
perturbations of selfadjoint $h$-pseudodifferential operators in dimension 2.
The eigenvalues in a suitable complex window have an expansion in terms of a
quantum Birkhoff normal form for the operator near several Lagrangian tori
which are invariant under the classical dynamics and satisfy a Diophantine
condition.
In this paper, we obtain a new abstract formula relating eigenvalues of a
self-adjoint operator to two families of symmetric and skew-symmetric operators
and their commutators. This formula generalizes earlier ones obtained by
Harrell, Stubbe, Hook, Ashbaugh, Hermi, Levitin and Parnovski. We also show how
one can use this abstract formulation both for giving dierent and simpler
proofs for all the known results obtained for the eigenvalues of a power of the
Laplace operator (i.e.
In this paper, we establish universal inequalities for eigenvalues of the
clamped plate problem on compact submanifolds of Euclidean spaces, of spheres
and of real, complex and quaternionic projective spaces. We also prove similar
results for the biharmonic operator on domains of Riemannian manifolds
admitting spherical eigenmaps (this includes the compact homogeneous Riemannian
spaces) and nally on domains of the hyperbolic space.
S.G.Krein's conjecture concerning Birkhoff-regularity of dissipative
differential operators has been proved in the even order case. As a byproduct
an existence of the limit of characteristic matrix as in the lower half-plane
has been established. Up to multiplication by a nonvanishing matrix this limit
coincides with the ratio of the matrices of regularity determinants.
We consider a quasinilpotent operator whose resolvent is entire operator
function of exponential type. Let A be its one-dimensional perturbation. We
establish necessity of Muckenhoupt condition (A2) for two weights related to
operator A for unconditional basisness of its eigenfunctions. Note that no
apriori restrictions are imposed on the spectrum of A.
We study basic spectral features of graph Laplacians associated to a class of
rooted trees which contains all regular trees. Trees in this class can be
generated by substitution processes. Their spectra are shown to be purely
absolutely continuous and to consist of finitely many bands. The main result
gives stability of absolutely continuous spectrum under sufficiently small
radially label symmetric perturbations for non regular trees in this class.
We consider the spectrum of the Fibonacci Hamiltonian for small values of the
coupling constant. It is known that this set is a Cantor set of zero Lebesgue
measure. Here we study the limit, as the value of the coupling constant
approaches zero, of its thickness and its Hausdorff dimension. We prove that
the thickness tends to infinity and, consequently, the Hausdorff dimension of
the spectrum tends to one. We also show that at small coupling, all gaps
allowed by the gap labeling theorem are open and the length of every gap tends
to zero linearly.
We consider relative determinants of Laplace operators on surfaces with
asymptotically cusp ends. We consider a surface with cusps (M,g) and a metric h
on the surface that is a conformal transformation of the initial metric g. We
prove the existence of the relative determinant of the pair
(\Delta_{h},\Delta_{g}) and other related pairs of operators. We focus on the
decay conditions of the conformal factor at infinity that make it possible to
define the relative determinant.
We classify the hulls of different limit-periodic potentials and show that
the hull of a limit-periodic potential is a procyclic group.
We also describe how limit-periodic potentials can be generated from a
procyclic group and answer some arising questions. As an expository paper, we
discuss the connection between limit-periodic potentials and profinite groups
as completely as possible and review recent results on Schroedinger operators
that were obtained in this context.
We prove that in settings where Von Neumann deficiency indices are finite the
spectral counting functions of two different self-adjoint extensions of the
same symmetric operator differ by a uniformly bounded term. We apply this
result to quantum graphs, pseudo-laplacians and surfaces with conical
singularities.
We consider a magnetic Schr\"odinger operator $H^h$, depending on the
semiclassical parameter $h>0$, on a two-dimensional Riemannian manifold. We
assume that there is no electric field. We suppose that the minimal value $b_0$
of the magnetic field $b$ is strictly positive, and there exists a unique
minimum point of $b$, which is non-degenerate. The main result of the paper is
a complete asymptotic expansion for the low-lying eigenvalues of the operator
$H^h$ in the semiclassical limit.
We study the spectrum of an invariant elliptic operator on a closed
G-manifold M, G being a compact, connected Lie group acting effectively and
isometrically on M, and determine the asymptotic distribution of the
eigenvalues along the isotypic components in relation with the reduction of the
corresponding Hamiltonian flow, proving that the equivariant spectral counting
function satisfies Weyl's law, together with an estimate for the remainder.
We prove the Spectral Mapping Theorem for the Helffer-Sj\"ostrand functional
calculus for linear operators on Banach spaces with real spectra and
consequently give a new proof for the Spectral Mapping Theorem for self-adjoint
operators on Hilbert spaces
We describe a method for comparing the real analytic eigenbranches of two
families of quadratic forms that degenerate as t tends to zero. One of the
families is assumed to be amenable to `separation of variables' and the other
one not. With certain additional assumptions, we show that if the families are
asymptotic at first order as t tends to 0, then the generic spectral simplicity
of the separable family implies that the eigenbranches of the second family are
also generically one-dimensional.
The paper discusses the spectrum of Toeplitz operators in Bargmann spaces.
Our Toeplitz operators have real symbols with a variable sign and a compact
support. A class of examples is considered where the asymptotics of the
eigenvalues of such operators can be computed. These examples show that this
asymptotics depends on the geometry of the supports of the positive and
negative parts of the symbol. Applications to the perturbed Landau Hamiltonian
are given.
We obtain asymptotic formulas for eigenvalues and eigenfunctions of the
operator generated by a system of ordinary differential equations with summable
coefficients and periodic or antiperiodic boundary conditions. Then using these
asymptotic formulas, we find necessary and sufficient conditions on the
coefficients for which the system of eigenfunctions and associated functions of
the operator under consideration forms a Riesz basis.
We prove the following. For any complex valued $L^2$-function $b(x)$ the
spectrum of a perturbed harmonic oscillator operator $L = -\frac{d^2}{dx^2} +
x^2 + b(x)$ in $L^2(\mathbb{R}^1)$ is discrete and eventually simple. Its SEAF
(system of eigen- and associated functions) is an unconditional basis in
$L^2(\mathbb{R}^1)$.
We study the eigenvalues values of the covariance matrix $\frac{1}{n} M^\ast
M$ of a large rectangular matrix $M = M_{n,p} = (\zeta_{ij})_{1 \leq i \leq p;
1 \leq j \leq n}$ whose entries are iid random variables of mean zero, variance
one, and having finite $C_0^{th}$ moment for some sufficiently large $C_0$.
We study self-adjoint bounded Jacobi operators of the form:
(J \psi)(n) = a_n \psi(n + 1) + b_n \psi(n) +a_{n-1} \psi(n - 1) on
$\ell^2(\N)$. We assume that for some fixed q, the q-variation of $\{a_n\}$ and
$\{b_n\}$ is square-summable and $\{a_n\}$ and $\{b_n\}$ converge to q-periodic
sequences. Our main result is that under these assumptions the essential
support of the absolutely continuous part of the spectrum of J is equal to that
of the asymptotic periodic Jacobi operator. This work is an extension of a
recent result of S.A.Denisov.
The regularized trace formula of first order for the Sturm-Liouville equation
with spectral parameter in the boundary conditions is obtained.
The angular synchronization problem is to obtain an accurate estimation (up
to a constant additive phase) for a set of unknown angles
$\theta_1,...,\theta_n$ from $m$ noisy measurements of their offsets
$\theta_i-\theta_j \mod 2\pi$. Of particular interest is angle recovery in the
presence of many outlier measurements that are uniformly distributed in
$[0,2\pi)$ and carry no information on the true offsets. We introduce an
efficient recovery algorithm for the unknown angles from the top eigenvector of
a specially designed Hermitian matrix.
We discuss convergence properties of the spectral shift functions associated
with a pair of Schrodinger operators with Dirichlet boundary conditions at the
end points of a finite interval (0, r) as the length of interval approaches
infinity.
Let $\fre\subset\bbR$ be a finite union of disjoint closed intervals. We
study measures whose essential support is $\fre$ and whose discrete eigenvalues
obey a 1/2-power condition. We show that a Szeg\H{o} condition is equivalent to
\[ \limsup \f{a_1... a_n}{\ca(\fre)^n}>0 \] (this includes prior results of
Widom and Peherstorfer--Yuditskii). Using Remling's extension of the
Denisov--Rakhmanov theorem and an analysis of Jost functions, we provide a new
proof of Szeg\H{o} asymptotics, including $L^2$ asymptotics on the spectrum.
We consider the Hill operator $$ Ly = - y^{\prime \prime} + v(x)y, \quad 0
\leq x \leq \pi, $$ subject to periodic or antiperiodic boundary conditions,
with potentials $v$ which are trigonometric polynomials with nonzero
coefficients, of the form
(i) $ ae^{-2ix} +be^{2ix}; $
(ii) $ ae^{-2ix} +Be^{4ix}; $
(iii) $ ae^{-2ix} +Ae^{-4ix} + be^{2ix} +Be^{4ix}. $
We study the inverse resonance problem for conformally compact manifolds
which are hyperbolic outside a compact set. Our results include compactness of
isoresonant metrics in dimension two and of isophasal negatively curved metrics
in dimension three. In dimensions four or higher we prove topological
finiteness theorems under the negative curvature assumption.
Dynamical networks are characterized by large complex graphs of interactions.
We suggest a procedure of simplifying the structure of such graphs while
preserving the spectrum of their weighted adjacency matrix. As the process of
isospectral graph reductions maintains the spectrum of the matrix up to some
known set it is possible to estimate the spectrum of the original matrix by
considering Gershgorin-type estimates associated with the reduced matrix. The
main result of this paper is that eigenvalue estimates improve for all known
methods as the matrix size is reduced.
In this note we investigate the asymptotic behaviour of the $s$-numbers of
the resolvent difference of two generalized self-adjoint, maximal dissipative
or maximal accumulative Robin Laplacians on a bounded domain $\Omega$ with
smooth boundary $\partial\Omega$. For this we apply the recently introduced
abstract notion of quasi boundary triples and Weyl functions from extension
theory of symmetric operators together with Krein type resolvent formulae and
well-known eigenvalue asymptotics of the Laplace-Beltrami operator on
$\partial\Omega$.